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24 Jun 2010, 12:45 pm
On June 17, 2010, the Mutual Fund Dealers Association of Canada (MFDA) published Bulletin #0437, requesting comments on recommendations made by the Board of Directors of the MFDA Investor Protection Corporation (IPC) to increase the size of the IPC fund. [read post]
17 Jun 2010, 7:08 am
A mutual fund is not a hedge fund.Hedge funds profit by exploiting mutual funds. [read post]
31 Jul 2020, 12:35 pm
According to the SEC, in selling mutual fund investments as part of its Managed Investment Program, VALIC failed to disclose a revenue sharing arrangement in which VALIC financially benefitted from its client’s investments in certain mutual funds. [read post]
29 Oct 2008, 11:11 am
DiNapoli reports that the value of the New York State Common Retirement Fund (Fund) has fallen an estimated 20 percent since April 1, 2008. [read post]
22 Sep 2010, 1:15 pm
The Wall Street Journal is reporting that big money-market mutual funds are trying risk again. [read post]
4 Dec 2015, 4:15 am
The nation’s second-largest mutual fund company (after Fidelity) is under fire for not taking... [read post]
9 Jun 2009, 12:39 pm
Yes, "successful" mutual fund and hedge fund managers are just lucky. [read post]
14 Feb 2023, 6:30 am
Consistent with the growth we discussed earlier, the proportion of ESG funds in our sample increases over time, from 10% of funds and 15% of assets in 2004 to 18% of funds and 20% of assets in 2021. [read post]
14 Feb 2023, 6:30 am
Consistent with the growth we discussed earlier, the proportion of ESG funds in our sample increases over time, from 10% of funds and 15% of assets in 2004 to 18% of funds and 20% of assets in 2021. [read post]
22 Nov 2019, 11:25 am
FINRA Sanctions NYLife Securities over “Higher-Risk” Mutual Funds According to the public records on FINRA’s website, on November 20, 2019, the regulator reportedly sanctioned NYLife Securities (CRD #5167) with a censure and a $250,000 fine. [read post]
17 Dec 2008, 10:45 pm
Mortgage securities tied to Washington Mutual with a $9 million principal value were valued at only $3 million at the end of September, the last fund reporting date. [read post]
5 May 2009, 7:15 am
Like most mutual funds, Target-Date Funds invest in a mix stocks and fixed income investments. [read post]
2 Jul 2011, 10:08 pm
" See "WaMu wins bankruptcy fight over employee retirement funds," Thomson Reuters News & Insight, June 20, 2011. [read post]
9 Oct 2009, 1:51 am
Arguably the best is through a direct referral by a party mutually known to both, but this is by no means the only effective way to come into contact. [read post]
23 Sep 2013, 7:02 am
Thus, the BVI members can more quickly than originally anticipated sell newly launched mutual funds. [read post]
20 Aug 2008, 5:16 pm
These reformers seek to harness the talent and resources of mutual funds and public pension funds to increase managerial accountability to shareholder interests. [read post]
3 Jan 2019, 10:48 am
These types of funds are similar to other pooled funds – such as mutual funds – which involve multiple contributions managed by a central figure or team. [read post]
14 Oct 2019, 3:00 am
The only problem is that most don’t know which mutual fund, stock or ETF to buy. [read post]
1 Jul 2010, 8:22 am
Exchange Traded Funds have morphed from their origins as more liquid versions of broad-based stock index mutual funds into more extreme varieties that mimic high-risk hedge funds. [read post]
9 Dec 2010, 10:13 am
That’s how mutual funds work. [read post]
