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27 May 2009, 1:05 am
Imposing a tax on the net gain of $20 makes the most sense.The news release claims that 90 percent of mutual fund investors are saving for retirement. [read post]
The Commission today will consider two recommendations of the staff to modernize and augment the information reported by both registered investment companies, which include mutual funds and ETFs, and investment advisers. [read post]
19 Feb 2008, 8:47 am
A Mutual Legal Assistance Treaty between the US and Russia facilitated the prosecution of Former Russian Atomic Energy Chief Yevgeniy Adamov. [read post]
3 Jul 2013, 12:53 pm by D. Daxton White
The Pimco Total Return Fund, the world’s largest mutual fund, capped off the second quarter’s bond beat down with its worst month ever. [read post]
27 Dec 2015, 6:23 am by Adam Weinstein
For instance the fund disclosed that 20 percent of the assets it carried were hard to value and trade. [read post]
8 Mar 2007, 7:52 am
Instead of handing off the "substantial fee discount" to the mutual funds, however, Citigroup took most of the discounts for itself and garnered tens of millions of dollars in profit at fund shareholders' expense. [read post]
12 Feb 2004, 7:29 am
In Thursday's corporations and securities law news, securities regulators at the SEC and National Association of Securities Dealers (NASD) reached settlements worth over $20 million with fifteen brokerage firms accused of failing to deliver mutual fund breakpoint discounts. [read post]
3 Aug 2018, 2:01 pm by Renae Lloyd
Voya reportedly distributed the entire $2,024,355.48 it had agreed to pay to 36 of its mutual funds to compensate them for not passing along income from stock-lending transactions that should have gone to the funds’ investors. [read post]
20 Nov 2009, 4:02 am
Gartmore Group, the manager of about $36 billion in hedge and mutual funds, is preparing an initial public offering of at least 250 million pounds next month to reduce debt. [read post]
4 Mar 2014, 9:06 am by Mary Jane Wilmoth
In her majority opinion, on page 20, Justice Ginsburg explained that her ruling “avoids insulating the entire mutual fund industry from” the corporate whistleblower law. [read post]
17 Apr 2016, 1:01 pm
  __________International Forum of Sovereign Wealth Funds (IFSWF) and Hedge Fund Standards Board (HFSB) establish Mutual Observer relationship Apr 4, 2016 The International Forum of Sovereign Wealth Funds (IFSWF), a global network of sovereign wealth funds, and the Hedge Fund Standards Board (HFSB), the standard-setting body for the hedge fund industry, have established a Mutual Observer relationship. [read post]
1 Apr 2021, 7:17 am by Dan Miller
Miller Stern Lawyers – 410-Law-Firm is currently investigating for individuals who may be victims of, and suffered damages and losses, due to stock market and financial abuses such fraud, mutual fund abuses, unsuitable mutual fund investments, failure to supervise, breach of fiduciary duty, overcharging , and unauthorized trading and elder abuse, and past clients of Marcus Boggs, for, among other things, fraud. [read post]
13 Apr 2009, 3:26 am
In traditional long only mutual funds, management fees are the compensation for the manager for managing the fund. [read post]
1 May 2019, 12:44 pm
As the industry’s only mutually owned investment company, Vanguard takes seriously its responsibility to represent the interests of the more than 20 million people who invest in Vanguard funds. [read post]
1 Jul 2015, 4:00 am by nedaj
The following are various hedge fund events happening this month. [read post]
1 Jul 2015, 4:00 am by nedaj
The following are various hedge fund events happening this month. [read post]
30 Jul 2010, 6:30 am by Larry Ribstein
Per Bloomberg, Singapore declined in April to require licensing of hedge funds and attracted several new hedge funds in May and June. [read post]
21 Nov 2016, 11:33 am by Renae Lloyd
Performance fees of 20% of profits are common, along with a fixed annual asset-based fee of 1 to 2%. [read post]
1 Dec 2011, 3:34 pm by Alexander J. Davie
Typically, funds that are registered as investment companies are publicly traded mutual funds. [read post]