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13 Jun 2016, 6:27 am
Dodd-Frank did not, however, bring about any significant change the regulation of mutual funds—“pooled” investment entities that are regulated under the Investment Company Act of 1940 (“ICA”). [read post]
22 Apr 2010, 10:15 am
Merrill Lynch Asset Management, Inc. [read post]
30 Mar 2021, 7:30 am
It is the second big-name departure from Liberty Mutual’s legal department in as many weeks, as Robert Taylor, former vice president, and senior corporate counsel for legal ideation and transformation at Liberty Mutual, left to join Deloitte’s Legal Business Services group as managing director. [read post]
22 Jun 2015, 8:18 am
A study performed by a workers compensation insurance company found that assigning a nurse case manager to a claim can be a benefit. [read post]
13 May 2020, 6:48 am
Scott Silver, managing partner of Silver Law Group and a leading investor advocate, recently submitted a comment letter to the SEC addressing the importance of mutual funds fairly characterizing the fund in its title or name. [read post]
26 May 2018, 1:00 am
Shelf space is mutual fund companies paying the broker dealer a f [read post]
16 Feb 2007, 8:20 am
Financial management and advisory company Merrill Lynch has settled three class action lawsuits involving 400 investors who claim that the company gave them misleading analyst information regarding Internet companies. [read post]
22 Jul 2010, 11:55 am
On July 15, 2010, Quebec's financial services regulator, the Autorité des marchés financiers (the AMF), published two guidelines with respect to the investment management practices of financial institutions, including insurers, portfolio management companies controlled by an insurer, mutual insurance associations, financial services cooperatives and trust and savings companies governed by any of the following Quebec acts: An Act… [read post]
24 Nov 2013, 6:03 am
The Lawson Case The defendants are privately-held companies that, by contract, provide advisory and management services to the Fidelity family of mutual funds. [read post]
13 Sep 2016, 6:33 am
When the Investment Company Act, an overarching law governing the mutual fund industry, was enacted in 1940, the dominant form of mutual funds in the U.S. was the CEF. [read post]
10 May 2016, 3:00 am
Highland Capital Management was the manager of Highland Credit Strategies Master Fund, LP, a Bermuda mutual fund company. [read post]
25 Jul 2022, 3:00 am
Liberty Mutual’s new slogan seems common sense and is catchy. [read post]
11 Feb 2011, 2:44 am
Risk Management Partners Ltd v Brent London Borough Council and another [2011] UKSC 7; [ 2011] WLR (D) 42 “A group of local authorities who awarded insurance contracts to a mutual insurance company they had set up for that purpose, without putting the contracts out to competitive tender, had not been acting contrary to the Public Contracts Regulations 2006. [read post]
22 Nov 2023, 6:09 am
Following through with making prompt payments is the key to success, but few companies will write this as a goal when it comes to property claims management. [read post]
24 Mar 2004, 2:44 pm
In Wednesday's corporations and securities law news, Putnam Investments and the SEC are fighting over how much the company should pay in fines over its role in improper mutual fund trading in which it failed to stop six of its fund managers from allegedly making so-called market timing trades that lowered returns for shareholders. [read post]
4 Aug 2015, 5:53 am
The attorneys at Gana LLP have been following the collapse of a series of mutual funds managed by Cushing Asset Management. [read post]
9 Jan 2019, 6:06 am
Support among the largest mutual funds for the Center for Political Accountability’s political disclosure resolution reached 53 percent in the 2018 proxy season, the highest level ever. [read post]
8 May 2008, 9:04 am
The English High Court recently considered whether a local authority in London, the London Borough of Brent (Brent), was empowered to set up, with other London authorities, a mutual insurance company, the London Authorities Mutual Limited (LAML).In November 2006 Brent's brokers Marsh met the Claimant, Risk Management Partners Limited (RMP), and advised RMP that although Brent was committed to LAML it was uncertain whether LAML could provide cover when… [read post]
1 Mar 2016, 4:38 am
In last week’s hearing, the discussion aimed to focus on efforts to uphold public safety and make the system manageable for technology companies, while also protecting users’ privacy and civil liberties. [read post]
9 Aug 2023, 3:00 am
State Auto is part of Liberty Mutual Insurance Company, a publicly traded company with an audit department to investigate ethical issues. [read post]
