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16 May 2024, 6:30 am
Posted by Amar Gill and Kei Okamura, Asian Corporate Governance Association (ACGA), on Thursday, May 16, 2024 Editor's Note: Amar Gill is a Secretary General at Asian Corporate Governance Association and Kei Okamura is a Portfolio Manager at Neuberger Berman and ACGA Japan Working Group Chair. [read post]
16 May 2024, 6:30 am
Posted by Amar Gill and Kei Okamura, Asian Corporate Governance Association (ACGA), on Thursday, May 16, 2024 Editor's Note: Amar Gill is a Secretary General at Asian Corporate Governance Association and Kei Okamura is a Portfolio Manager at Neuberger Berman and ACGA Japan Working Group Chair. [read post]
10 Nov 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 3-9, 2023 Understanding the Corporate Transparency Act’s Company Reporting Obligations Posted by Nathan Barnett, Daniel Bell, and Sebastian Orozco Segrera, McDermott Will & Emery LLP, on Friday, November 3, 2023 Tags: FinCEN, Regulations, US Corporate Transparency Act (CTA), US… [read post]
10 Nov 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 3-9, 2023 Understanding the Corporate Transparency Act’s Company Reporting Obligations Posted by Nathan Barnett, Daniel Bell, and Sebastian Orozco Segrera, McDermott Will & Emery LLP, on Friday, November 3, 2023 Tags: FinCEN, Regulations, US Corporate Transparency Act (CTA), US… [read post]
5 Nov 2023, 6:30 am
Posted by Kei Okamura, Neuberger Berman, on Sunday, November 5, 2023 Editor's Note: Kei Okamura is a Portfolio Manager at Neuberger Berman. [read post]
5 Nov 2023, 6:30 am
Posted by Kei Okamura, Neuberger Berman, on Sunday, November 5, 2023 Editor's Note: Kei Okamura is a Portfolio Manager at Neuberger Berman. [read post]
4 Aug 2023, 7:16 am
According to FINRA Disciplinary actions for July 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Michael Cutrone Neuberger Berman BD LLC Ronald Diaz Morgan Stanley J.P. [read post]
16 Jun 2023, 9:54 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Michael Cutrone Neuberger Berman BD LLC Ronald Diaz Morgan Stanley J.P. [read post]
2 Apr 2023, 6:00 am
Editor’s Note: Since beginning in November 2001 to track the number of publicly highlighted merger, acquisition, and investment (M&A+I) events in the eDiscovery ecosystem, ComplexDiscovery has recorded 540* M&A+I events. [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders Global Corporate Credit ESG… [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders Global Corporate Credit ESG… [read post]
4 Feb 2023, 6:30 am
This post is based on their Neuberger Berman memorandum. [read post]
4 Feb 2023, 6:30 am
This post is based on their Neuberger Berman memorandum. [read post]
13 Nov 2022, 6:30 am
Kei Okamura is Portfolio Manager at Neuberger Berman East Asia and Japan Working Group Chair at ACGA . [read post]
13 Nov 2022, 6:30 am
Kei Okamura is Portfolio Manager at Neuberger Berman East Asia and Japan Working Group Chair at ACGA . [read post]
1 Jul 2022, 1:57 pm
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital (Investors)Note: $4,500,000 in Growth… [read post]
1 Apr 2022, 12:16 pm
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital (Investors)Note: $4,500,000 in Growth… [read post]
14 Jan 2022, 5:57 am
Policy Updates Posted by Rajeev Kumar, Georgeson, on Monday, January 10, 2022 Tags: Board composition, Climate change, Diversity, ESG, Executive Compensation, Institutional Investors, Proxy advisors, Say on climate, Shareholder voting, Sustainability Japan’s Coming Wave of Reform Posted by Kei Okamura, Neuberger Berman LLC, on Tuesday, January 11, 2022 Tags: Accounting standards, Climate… [read post]
11 Jan 2022, 7:10 am
Editor’s Note: Given the challenge of monitoring and tracking merger, acquisition, and investment activity for eDiscovery-related companies, from time to time the quarterly and annual reporting of the number of events may change slightly as new information becomes available concerning these events. [read post]
11 Jan 2022, 5:55 am
This post is based on his Neuberger Berman memorandum. [read post]
