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27 Jan 2009, 6:30 am
., Neuberger Berman Real Estate Income Fund, Inc. v. [read post]
16 Jun 2010, 7:18 am
As preferred shareholders, we therefore do not feel that we are receiving adequate representation from the existing designated preferred share directors…” Meantime, Bulldog filed another SC 13D (aka, a “general statement of acquisition of beneficial ownership”) on the Neuberger Berman Real Estate Securities Income Fund (NRO), noting that an affiliate held 16.62% of its preferred shares and “intends to contact management to discuss refinancing the… [read post]
10 Nov 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 3-9, 2023 Understanding the Corporate Transparency Act’s Company Reporting Obligations Posted by Nathan Barnett, Daniel Bell, and Sebastian Orozco Segrera, McDermott Will & Emery LLP, on Friday, November 3, 2023 Tags: FinCEN, Regulations, US Corporate Transparency Act (CTA), US… [read post]
14 May 2021, 6:07 am
King, Skadden, Arps, Slate, Meagher & Flom LLP, on Monday, May 10, 2021 Tags: Accountability, Board oversight, Boards of Directors, ESG, Institutional Investors, Oversight, Transparency The Effects of Mandatory ESG Disclosure around the World Posted by Zacharias Sautner (Frankfurt School of Finance & Management), on Monday, May 10, 2021 Tags: Disclosure, Environmental disclosure, ESG, Information… [read post]
20 Nov 2018, 3:09 am
Here are some of the many submissions, from panelists and others: – BlackRock – Neuberger Berman – The Capital Group – Glass Lewis – Egan Jones – Nasdaq – Broadridge Independent Steering Committee – Proxy Insight – ISS – Carl Hagberg & Associates More on “Proxy Season Blog” We continue to post new items daily on our blog – “Proxy Season Blog” – for TheCorporateCounsel.net members. [read post]
2 Mar 2016, 12:00 pm
Securities and Exchange Commission (“SEC” or the “Commission”) ruled that Former Neuberger Berman Analyst Sandeep “Sandy” Goyal, whom the SEC previously barred from the securities industry after he pled guilty to insider trading, could participate in the industry again. [read post]
19 Nov 2019, 2:59 am
Also check out this recap from Cooley’s Cydney Posner about a recent meeting of the SEC’s Investor Advisory Committee – where reps from AllianceBernstein, Neuberger Berman, SSGA and Calvert discussed how they’re using ESG data for all their portfolios and (for the most part) called for the SEC to guide companies toward more standardized disclosure. [read post]
17 Sep 2008, 3:31 pm
According to the DIP financing motion, Barclays is offering to lend up to $450 million on a senior secured basis, collateralized by a first priority lien on Lehman's equity interests in Neuberger Berman Holdings LLC. [read post]
2 Apr 2018, 7:28 am
., Head of Global Anti-Corruption and AML, Privacy Officer at Neuberger Berman; Amanda Rottermund, Esq., Withersworldwide, New York, NY 1:15 p.m.-2:25 p.m. [read post]
29 Jul 2014, 5:02 pm
This article was originally published by Bloomberg Law. [read post]
Main Street, gadflies, and corporate democracy: a first look at comments on the SEC’s proxy proposal
5 Feb 2020, 6:45 am
For example, McRitchie notes that the SEC could make an inflation adjustment to the shareholder proposal eligibility requirement that would raise the monetary threshold from $2,000 to $2,500.For comparison, Neuberger Berman also voiced opposition to both proxy proposals. [read post]
3 Feb 2020, 3:04 am
., Neuberger Berman). [read post]
24 Aug 2018, 8:55 am
With respect to the Dell tipping chain, Rob Ray of Dell’s investor relations department tipped information relating to the company’s earnings to Sandy Goyal, an analyst at Neuberger Berman. [read post]
9 Apr 2010, 7:00 am
The Card was distributed at a luncheon hosted by Herbert Allen, President of Allen and Company; Donald Marron, CEO and Founder of Lightyear Capital; Joshua Steiner, Managing Principal of the Quadrangle Group; and George Walker, CEO of Neuberger Berman. [read post]
2 Feb 2018, 6:10 am
Rosenblum, and Victor Goldfeld, Wachtell, Lipton, Rosen & Katz, on Monday, January 29, 2018 Tags: Antitrust, Appraisal rights, Banks, China, Cross-border transactions, Financial institutions, International governance, Merger litigation, Mergers & acquisitions, Private equity, Shareholder activism, Tax Cuts and Jobs Act, Taxation, Tech companies Preparing a Successful IPO in 2018 Posted by Philip Oettinger and… [read post]
19 Apr 2007, 6:52 am
Here’s how the conversation went: Bill Leach - Neuberger Berman: “…the latest ravings from Mr. [read post]
14 Jan 2022, 5:57 am
Policy Updates Posted by Rajeev Kumar, Georgeson, on Monday, January 10, 2022 Tags: Board composition, Climate change, Diversity, ESG, Executive Compensation, Institutional Investors, Proxy advisors, Say on climate, Shareholder voting, Sustainability Japan’s Coming Wave of Reform Posted by Kei Okamura, Neuberger Berman LLC, on Tuesday, January 11, 2022 Tags: Accounting standards, Climate… [read post]
24 Dec 2008, 8:12 am
First, the big news: A federal bankruptcy judge approved the sale of Lehman's prized investment-management unit, Neuberger Berman, to a group of its own managers and employees. [read post]
3 Jul 2021, 4:37 am
Year M&A+I Data Points Activity By Month (Q2 2021) April – 9 May – 6 June – 3 Activity By Month (Q2 2020) April – 0 May – 1 June – 3 Activity By Month (Q2 2019) April – 3 May – 2 June – 8 M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 25-Jun-25CS Disco - IPO (S-1 Filing with SEC)Exchange TBD$100,000,000… [read post]
1 Jan 2022, 8:20 am
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital (Investors)Note: $4,500,000 in Growth… [read post]
