Search for: "NFP Securities" Results 1 - 20 of 78
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13 May 2014, 7:02 am
NFP Securities, Inc. purchased Contemporary Benefits Designin 2006. [read post]
20 Jul 2015, 3:15 am
 Case In Point For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue NFP Advisor Services, LLC (f/k/a NFP Securities, Inc.) submitted a Letter of Acceptance, Waiver and Consent (“AWC”), which FINRA accepted. [read post]
  According to the Illinois Securities Department, Steven Howard Delott was a registered representative of NFP Securities, which he disclosed Delott & Associates as an outside business activity. [read post]
15 Oct 2009, 1:10 pm
This could be a new organization or a statutory division of the Australian Securities and Investments Commission, and would replace the equivalent functions in existing regulators, including incorporating the Office for Registrar of Indigenous Corporations. [read post]
15 Jun 2011, 12:51 pm by admin
These NFP employers who do not meet the definition of “nonprofit organization” under the Unemployment Insurance Act are not required to make contributions to the Illinois Department of Employment Security and employees of the NFP are not eligible to receive unemployment insurance benefits. [read post]
4 Sep 2015, 4:48 am by Adam Weinstein
From January 2006 onward Ellman has been registered with NFP Advisor Services, LLC (NFP Advisor). [read post]
18 Feb 2014, 6:27 am by Adam Gana
Both NFP Securities, Inc. and WFG Investments Inc. have been know to sell the Icon Funds to their clients. [read post]
27 Dec 2006, 1:14 pm
And Bennett's delivery of a check for the security deposit, even though postdated, met the term of the lease requiring a security deposit to be paid upon execution of the lease and constituted payment of that amount. [read post]
31 Mar 2008, 10:54 am
First American Title Company, Security Title Services, LLC, et al, an 11-page opinion, Judge May writes:Wayne House appeals the dismissal of his complaint against First American Title Company, Security Title Services, and Centex Home Equity Company. [read post]
13 Nov 2008, 6:18 pm
And the State did not present evidence to show that the Academy is a juvenile detention facility, a secure private facility, or a shelter care facility. [read post]
15 May 2008, 9:58 am
We grant his petition solely to address whether we erred by dismissing his counterclaim arising under federal securities law. [read post]
8 May 2008, 12:01 pm
Prison administrators are accorded "wide-ranging deference in the adoption and execution of policies and practices that in their judgment are needed to preserve internal order and discipline and to maintain institutional security. [read post]