Search for: "Nancy Oxley"
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29 Sep 2023, 1:04 pm
He relied on a provision of the Sarbanes-Oxley Act of 2002, which bars publicly traded companies from retaliating against employees who report violations of federal securities laws and regulations. [read post]
14 Jul 2023, 10:32 am
UBS Securities (Oct. 10) – What showing must an employee alleging discrimination make under the whistleblower protection provision of the Sarbanes-Oxley Act, which bars publicly traded companies from discriminating against employees who report wrongdoing? [read post]
14 Dec 2021, 8:49 am
Those who penetrated the Senate chamber, on the other hand, or into Speaker Nancy Pelosi’s or Sen. [read post]
1 Aug 2021, 2:01 pm
Nancy Hudes and I will be publishing a new blog beginning later this month at www.ESGLegalSolutions.com. [read post]
23 Jul 2021, 6:06 am
Posted by Lindsey Stewart, KPMG LLP, on Friday, July 16, 2021 Tags: Accounting, Accounting standards, Financial reporting, Internal auditors, Internal control, International governance, Sarbanes–Oxley Act, SOX, UK Chair Gensler’s Insight on the SEC’s New Regulatory Agenda Posted by Brian V. [read post]
8 Dec 2020, 9:11 am
By Anne Sherry, J.D.Former Maryland Senator Paul Sarbanes (D-Md), the co-sponsor of the Sarbanes-Oxley Act, has died at the age of 87. [read post]
22 Sep 2020, 7:24 am
House Speaker Nancy Pelosi (D-Cal) has also announced that Justice Ginsburg will lie in state in the U.S. [read post]
19 Sep 2014, 5:22 am
Finance lawyers churn out position papers dismantling the logic of Dodd-Frank, Basel, Sarbanes-Oxley, etc. [read post]
24 Oct 2013, 12:42 am
Judge Pauley also rejected Liu’s argument that he was entitled to protection under the Sarbanes-Oxley whistleblower provisions. [read post]
18 May 2012, 10:02 am
Also available in a printable PDF form, the cheat sheet was created by non-Google employees Nancy Blachman and Jerry Peek, who keep it updated regularly (last update: February 27, 2012).For example, look at the helpful list of restrictions available for query words below: In one instance, by using the “allintext:” restriction, I was able to limit my original search results from 2,620 to 75 (example search terms: allintext: “lawson v.… [read post]
20 Jul 2011, 5:22 am
http://bit.ly/opDrRx (Kevin Brooks) eDiscovery Retreat In Carmel – Reflections on Day #1 – http://tinyurl.com/44tugbr (Barry Murphy) Electronic Discovery and Your Practice - http://tinyurl.com/3mc7fpl (Nancy Block, Gregory Radomisli) For e-Discovery Efforts “Wholly Devoid of Competence” and for Spoliation, Court Orders Sanctions and Prohibits Indemnification from Insurer - http://tinyurl.com/6jdsm7a (K&L Gates) Governance For Information Too? [read post]
20 Jul 2011, 5:22 am
http://bit.ly/opDrRx (Kevin Brooks) eDiscovery Retreat In Carmel – Reflections on Day #1 – http://tinyurl.com/44tugbr (Barry Murphy) Electronic Discovery and Your Practice - http://tinyurl.com/3mc7fpl (Nancy Block, Gregory Radomisli) For e-Discovery Efforts “Wholly Devoid of Competence” and for Spoliation, Court Orders Sanctions and Prohibits Indemnification from Insurer - http://tinyurl.com/6jdsm7a (K&L Gates) Governance For Information Too? [read post]
14 Dec 2009, 5:04 am
Nancy Pelosi about the House's action: "The legislation says very clearly to Wall Street: the party is over. [read post]
26 Nov 2008, 10:39 pm
It was only six years ago that Sarbanes-Oxley was passed by Congress with the intent on restoring public confidence after corporate scandals affected companies like Enron. [read post]
26 Nov 2008, 2:39 pm
It was only six years ago that Sarbanes-Oxley was passed by Congress with the intent on restoring public confidence after corporate scandals affected companies like Enron. [read post]
21 Nov 2008, 1:37 pm
Comment on Clawback of Bonuses Based on Mistaken Financial Statements: While similar to the clawback provision in §304 of Sarbanes-Oxley, this provision has several significant differences, including its application not only to the CEO and CFO but also to the three other most highly compensated officers as reported under SEC proxy statement rules; also, it applies to both public and private companies.[13] 3. [read post]
10 Oct 2008, 2:22 am
For additional information about Sarbanes-Oxley, start here. [read post]
16 May 2007, 3:19 pm
Before the midterm congressional elections last year, analysts were predicting that the outcome would determine how far Sarbanes-Oxley reform would progress. [read post]
26 Apr 2007, 5:13 am
Not the hand-wringing over the reputedly high costs of Sarbanes-Oxley, just the fact that not much else seems to be going on. [read post]
26 Nov 2006, 9:33 am
Nancy Pelosi, whose San Francisco constituency includes many in the venture capital community.When asked what Ms. [read post]
