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14 Aug 2007, 11:44 am
Reported to the SEC: On August 10, 2007, the Company received a Nasdaq Staff Determination letter indicating that the Company fails to comply with Marketplace Rule 4310(c)(14) for continued listing on The Nasdaq Stock Market. [read post]
13 Jun 2012, 12:37 pm by Mark S. Nelson
Markets covered in the reports include: New York Stock Exchange, NYSE Amex LLC (renamed NYSE MKT LLC as of May 14, 2012), NYSE Arca Inc., Nasdaq Global Stock Market, Nasdaq Capital Market, and Over-the-Counter Market. [read post]
18 Oct 2018, 7:57 am by John Jascob
The Commission unanimously decided to set aside certain data fees charged by NYSE Arca, Inc. and Nasdaq Stock Market LLC to market participants because the exchanges failed to demonstrate that the fees were fair, reasonable, and not unreasonably discriminatory, as required by the Exchange Act. [read post]
2 Jul 2018, 1:42 pm by Tim Curtis
In a form S-1 registration statement filed with the Securities and Exchange Commission, Tenable said it had applied to list its common stock on the Nasdaq Global Market under the symbol ... [read post]
30 Jul 2018, 3:33 pm by Christopher J. Gray
(“AFIN” or the “Company”), formerly known as American Realty Capital Trust V, Inc., announced the approval of a plan to list AFIN common stock on the Nasdaq Global Select Market (“Nasdaq”), under the symbol ‘AFIN’. [read post]
29 Dec 2006, 10:44 am
(NASDAQ: GUID), the leading provider of digital investigative solutions, announced today the pricing of its initial public offering of 5,000,000 shares of its common stock at $11.50 per share (before underwriting discounts and commissions). [read post]
30 Aug 2021, 11:18 am by Rob Robinson
About TWC Tech Holdings TWC Tech Holdings is a blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination. [read post]
19 Oct 2007, 5:15 am
  Additionally, Nasdaq announced its plans to purchase the Boston Stock Exchange in early October. [read post]
22 Jun 2020, 7:06 am by GPMfeeds
Linehan, 310-801-2829 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 www.glancylaw.com  shareholders@glancylaw.com The post CVGI stock Commercial Vehicle Group Inc company being investigated for violations of securities laws appeared first on Glancy Prongay & Murray LLP. [read post]
22 Nov 2007, 12:30 am
"I still hear a lot of complaint and blame, mixed in with a good deal of praise for the law," said Oxley, the Ohio Republican, now a non-executive vice chairman of Nasdaq Stock Market Inc. and a counsel with law firm Baker Hostetler.The Securities and Exchange Commission is currently looking to placate critics of the law, known simply as SOX, with a set of new ideas on how to adapt to it. [read post]
19 Sep 2017, 3:06 pm by Renae Lloyd
Abakan Inc., the stock in the company involved in the case, recently traded at three-tenths of a cent per share. [read post]
24 May 2012, 6:51 am
The fact is most volume on equity exchanges like NASDAQ and NYSE are the r [read post]
26 Oct 2018, 8:48 am by InvestorLawyers
(“AFIN” or the “Company”), formerly known as American Realty Capital Trust V, Inc., listed its shares on Nasdaq Global Select Market (“Nasdaq”), under the symbol AFIN effective July 19, 2018. [read post]
13 Apr 2020, 4:36 pm by InvestorLawyers
(“AFIN” or the “Company”), formerly known as American Realty Capital Trust V, Inc., listed its shares on Nasdaq Global Select Market (“Nasdaq”), under the symbol AFIN effective July 19, 2018. [read post]
12 Apr 2019, 8:51 am by InvestorLawyers
As previously reported, on June 29, 2018, the board of directors of AFIN, formerly known as American Realty Capital Trust V, Inc., announced the approval of a plan to list AFIN common stock on the Nasdaq, and listed its shares effective July 19, 2018. [read post]