Search for: "National Bank v. Equity Investors" Results 21 - 40 of 169
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
Securities Litigation, 768 F.3d 1046 (9th Cir. 2014) (violations of Section 303 do not give rise to private right of action under Section 10(b) and Rule 10b-5) with Stratte-McClure v. [read post]
15 May 2022, 9:11 pm by The Regulatory Review Staff
—2022-2023 Editorial Board of The Regulatory Review Jocelyn Walcott, Editor-in-Chief January 17, 2022 | The Biden-Harris Administration’s Racial Equity Efforts | Although much more work remains, the current Administration has made historic progress in advancing equity. [read post]
Among other things, the amendments are intended to reduce the potential for opportunistic and harmful use of repurchases by company insiders who may seek to exploit informational asymmetries between themselves and investors. [read post]
9 Mar 2022, 9:03 am by Alvaro Marañon
  We must take strong steps to reduce the risks that digital assets could pose to consumers, investors, and business protections; financial stability and financial system integrity; combating and preventing crime and illicit finance; national security; the ability to exercise human rights; financial inclusion and equity; and climate change and pollution. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
The US experience, as shown by securities class actions such as Owens Corning v National Union Fire Insurance Co [6], indicates that the construction of exclusions is not a simple issue. [read post]
7 Oct 2021, 9:03 pm by Jillian Moss
Supreme Court’s divided opinions in June Medical Services v. [read post]
26 May 2021, 6:39 pm by Nate Nead
Companies that were unable to access PPP or SBA loans often found themselves unable to qualify for credit as banks tightened their credit requirements for new loans. [read post]
26 May 2021, 6:39 pm by Nate Nead
Companies that were unable to access PPP or SBA loans often found themselves unable to qualify for credit as banks tightened their credit requirements for new loans. [read post]
11 Jan 2021, 6:37 pm by Shannon O'Hare
Other creditors may seek to recharacterise the claim in question from a debt claim to an equity interest (equity interests are subordinate to all claims for distribution purposes) based on the true character of the monies advanced in support of the claim. [read post]
22 Dec 2020, 9:43 am by CFM Admin
Statements must be sent to investors in the fund within 120 days after the fund’s fiscal year-end. [read post]
12 Nov 2020, 2:18 pm by Kevin LaCroix
In the late winter and early spring of 2020, the once rosy outlook for oil and gas fracking companies turned decidedly darker as the Covid-19 pandemic gripped the nation. [read post]
5 Nov 2020, 7:35 am by Kristian Soltes
“This is a strong regulatory tightening signal,” Shujin Chen and Alfred He, equity analysts at brokerage Jefferies, said in a report for investors. [read post]
6 Oct 2020, 8:42 am by Shannon O'Hare
However, certain banking activities (such as taking deposits) may require authorisation from the Bank of Spain (“BoS”), the National Securities Market Commission or the Spanish Economy Minister. [read post]
27 Apr 2020, 3:00 am by Joshua Holt
Her firm currently represents an extensive list of clients including Equity Group Holdings, Ltd., which is the largest bank holding company in Africa, serving over 9.2 million customers. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
   Wyoming Plans to Create New Bank Dedicated for Digital Assets. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
Guaidó declared himself interim president on 23 January 2019 in his capacity as President of the National Assembly. [read post]