Search for: "National Financial Service, Prohibited Transaction Defendant"
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1 Aug 2013, 8:36 am
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on leading health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
19 Apr 2022, 5:05 am
First, however, several key features of the Anti-Kickback Statute prohibition bear emphasis: The prohibition applies to both sides of the transaction – the kickback requester/receiver and the offeror/payer. [read post]
14 Jan 2016, 1:15 pm
The term material support includes both equipment and other tangible and intangible property and services, including financial services. [read post]
21 May 2010, 4:38 am
Currently, in some cases, a defendant may engage in a securities law violation that harms investors, but the SEC cannot obtain disgorgement from the defendant because the defendant did not personally benefit from the violation. [read post]
18 Feb 2021, 12:30 pm
Cross was sentenced to 12 months in prison, and both defendants were ordered to “pay $1,032,132.00 in restitution, jointly and severally, to the National Fish Hatcheries, which stock Lake Michigan with lake trout. [read post]
30 Oct 2011, 12:49 pm
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
14 Nov 2011, 7:54 pm
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
26 Aug 2021, 7:12 am
The National DNC list was created as an outgrowth of the Telemarketing Sales Rule (TSR), which: 1) requires telemarketers to make specific disclosures of material information; 2) prohibits misrepresentations, sets limits on when telemarketers may call consumers; 3) prohibits calls to consumers who have asked not to be called again; and 4) sets payment restrictions for the sale of certain goods and services. [read post]
4 Jan 2011, 11:56 am
Stamer is nationally recognized for her work helping clients to design, document, administer and defend health and other employee benefit plans and other related financial and insurance products and to manage risks associated with the offering and administration of these arrangements. [read post]
11 Dec 2009, 11:38 am
The Council will facilitate information sharing and co-ordination among its members regarding financial services policy development, rulemakings, examinations, reporting requirements and enforcement actions. [read post]
4 Nov 2011, 3:33 am
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
30 Oct 2011, 1:28 pm
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
1 Aug 2013, 3:15 pm
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on leading health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
26 Jul 2015, 7:00 am
And like the sanctions aimed at isolating Iran from Western financial markets, U.S. and EU sanctions on Russia prohibit Western financial firms from dealing in new debt or equity with more than a 30-day maturity period, making it exceedingly difficult for Russian companies to secure the necessary financing to service the country’s massive debt. [read post]
29 Mar 2024, 7:28 pm
In 2016 the United States Government published its first National Action Plan on Responsible Business Conduct. [read post]
30 Oct 2011, 1:07 pm
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
19 Feb 2018, 12:00 am
Statutory provisions prohibiting retaliation for filing civil rights complaints do not protect "bad faith complainants making false discriminatory related charges" from defamation actions that might arise following the filing of such complaints.2. [read post]
16 Feb 2017, 2:30 pm
” As the reference to “salary” or “gain” suggests, the prohibition is not limited to outright gifts, but includes payments for services rendered or profit from ordinary business transactions. [read post]
16 Nov 2017, 12:47 pm
On September 18, 2017, the CFPB filed a Complaint against the Trusts, alleging violations of the Consumer Financial Protection Act’s (CFPA) prohibitions against unfair, deceptive or abusive acts and practices (UDAAP; see 12 U.S.C. [read post]
16 Nov 2017, 12:47 pm
On September 18, 2017, the CFPB filed a Complaint against the Trusts, alleging violations of the Consumer Financial Protection Act’s (CFPA) prohibitions against unfair, deceptive or abusive acts and practices (UDAAP; see 12 U.S.C. [read post]
