Search for: "National Securities Corporation"
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27 Jul 2022, 6:31 am
During the Robinhood and GameStop events, the National Securities Clearing Corporation, a securities clearinghouse, played a critical role when required the Robinhood to provide collateral to guaranty its open positions. [read post]
27 Jul 2022, 6:31 am
During the Robinhood and GameStop events, the National Securities Clearing Corporation, a securities clearinghouse, played a critical role when required the Robinhood to provide collateral to guaranty its open positions. [read post]
20 Dec 2018, 6:00 am
There is much national debate on the topic of forum-selection provisions in charters governing securities claims, such as whether a corporation can require arbitration. [read post]
7 Mar 2019, 8:12 pm
And what can Delaware corporate law inform us about national security in the international economic law context? [read post]
28 Jun 2018, 8:00 am
Universities and corporations that prominently challenged the ban may choose technical workarounds that allow remote employment and enrollment from within countries hostile to the ban. [read post]
29 Apr 2019, 12:25 pm
Organized Crime by Established National Security Threats Hezbollah The U.S. [read post]
5 Jun 2023, 12:24 pm
Grundfest, JD ’78, is a nationally prominent expert on capital markets, corporate governance, and securities litigation. [read post]
22 Aug 2014, 7:07 am
You should also check beyond the state, e.g. nationally and even internationally. [read post]
22 Jun 2020, 6:48 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Rick Davidson (Davidson), currently employed by National Securities Corporation (National Securities) has been subject to at least six customer complaints, one employment termination for cause, and one bankruptcy during the course of his career. [read post]
9 May 2010, 2:05 pm
The national regime is contained in Schedule 2 of the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009, and in regulations amending the Corporations Regulations 2001 and the Australian Securities and Investments Commission Regulations 2001, all of which commenced on 6 May 2010. [read post]
11 Apr 2014, 8:00 am
Circuit in Ralls Corporation v. [read post]
16 Mar 2004, 10:22 am
In Tuesday's corporations and securities law news, Microsoft chief Steve Ballmer met today with the EU's antitrust chief to try to hammer out a settlement just a week before a final decision on a long-running antitrust case is to be decided. [read post]
17 Mar 2004, 6:39 am
In Wednesday's corporations and securities law news, FleetBoston Financial Corp. and Bank of America Corp. shareholders approved a $47 billion merger that would create the nation's No. 3 bank. [read post]
14 Jul 2017, 8:23 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
4 Feb 2020, 8:12 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Vincent Mazza (Mazza), formerly employed by National Securities Corporation (National Securities) has been subject to at least six customer complaints, six tax liens, and one regulatory action during the course of his career. [read post]
5 Nov 2015, 6:08 am
They bemoan the pressures that can lead corporate managers to quick fixes like offshoring, which might give a balance sheet a short-term benefit, but cut our nation’s long-term prospects. [read post]
20 Jun 2023, 6:00 am
One of these resources is an insightful article that reviews the National Institute of Standards and Technology (NIST) Risk Management Framework for the use of AI in a trustworthy manner, including guidance on: Validity and Reliability; Safety; Security and Resiliency; Transparency and Accountability; Explainability and Interpretability; Privacy; and Fairness and Bias. [read post]
23 Jan 2024, 4:45 am
National Security: Insights and Implications for Technology and Legal Professionals. [read post]
4 Jun 2021, 3:40 pm
National Security Interest” appeared first on IELR Blog. [read post]
4 Jun 2021, 3:40 pm
National Security Interest” appeared first on IELR Blog. [read post]
