Search for: "National Security Exchange LLC"
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16 May 2024, 9:43 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
15 May 2024, 11:44 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
9 May 2024, 9:35 am
Marcet and Lindsey Schmidt for the Middle District of Florida, and Trial Attorney Stephen Marzen of the National Security Division’s Counterintelligence and Export Control Section are prosecuting the case. [read post]
8 May 2024, 1:45 am
Totalization agreements Dozens of countries have agreements with the US that prevent nationals of one country residing in the other from paying social security taxes to both. [read post]
7 May 2024, 7:35 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
2 May 2024, 1:20 pm
For shareholders of a corpo”ration that has no shares listed on a national securities exchange or regularly traded in a market maintained by one or more members of a national or affiliated securities association, the Illinois Business Corporation Act (IBCA) states that the Circuit Court may intervene if it is established that the directors or those in control of the corporation have acted, are acting, or will act in a manner that is illegal,… [read post]
2 May 2024, 12:35 pm
This violated Rule 10b-10 of the Securities Exchange Act of 1934 and FINRA Rule 2232(a), which require accurate written confirmations for securities transactions. [read post]
1 May 2024, 10:16 pm
FINRA, the self-regulator that oversees brokers and brokerage firms and the SEC (Securities and Exchange Commission) may impose sanctions such as censures, fines, suspensions and restitution, among others. [read post]
30 Apr 2024, 6:08 am
Doing a favor for Schwartzenegger helped the company secure his cooperation with other AMI magazines like Us, Muscle Fitness, and Flex. [read post]
22 Apr 2024, 1:11 pm
In connection with private equity-backed public offerings, the sponsoring firm and its principals and affiliated funds are routinely named as defendants in such lawsuits—both as primary actors under Section (10)(b) of the Securities and Exchange Act of 1934 and as controlling persons under Section 15 of the Securities Act of 1933 and Section 20(a) of the Exchange Act. [read post]
19 Apr 2024, 1:46 am
This transparency can help deter illegal activities and protect national security. [read post]
16 Apr 2024, 1:04 pm
Olsen of the Justice Department’s National Security Division. [read post]
16 Apr 2024, 5:29 am
§240.10D-1, or “Listing Standards for Recovery of Erroneously Awarded Compensation,” that directs “national securities exchanges and associations that list securities to establish listing standards that require each issuer to develop and implement a policy providing for the recovery…of incentive-based compensation. [read post]
12 Apr 2024, 11:27 am
Guggenheim Securities LLC (Guggenheim Securities) and Guggenheim Partners Investment Management LLC (GPIM) agreed to pay a $15 million penalty. [read post]
30 Mar 2024, 5:14 am
Nov. 20, 2023); Beba LLC v. [read post]
18 Mar 2024, 2:05 pm
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
8 Mar 2024, 2:36 pm
LLC, decided by Judge Tom Barber (M.D. [read post]
4 Mar 2024, 5:56 pm
As always, “[o]uranalysis begins and ends with the text,” Octane Fitness, LLC v. [read post]
1 Mar 2024, 11:34 am
Nebraska (student loan forgiveness) and 303 Creative LLC v. [read post]
