Search for: "Neuberger Berman LLC"
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2 Mar 2016, 12:00 pm
Securities and Exchange Commission (“SEC” or the “Commission”) ruled that Former Neuberger Berman Analyst Sandeep “Sandy” Goyal, whom the SEC previously barred from the securities industry after he pled guilty to insider trading, could participate in the industry again. [read post]
6 Aug 2015, 7:37 am
The Neuberger Berman Absolute Return Multi-Manager Fund, for example, has lost over $59M year-to-date.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
9 Sep 2014, 6:55 am
Zaki entered the securities industry in October 2007 joining Neuberger Berman LLC. [read post]
20 Jan 2012, 12:27 pm
They recently announced the filing of criminal charges against seven more individuals, including hedge fund executives and portfolio managers, as well as guilty pleas by three cooperating defendants of Level Global Investors LP and mutual fund company Neuberger Berman Group LLC. [read post]
18 Jan 2012, 9:55 am
Also charged, according to a criminal complaint unsealed Wednesday, were Spyridon “Sam” Adondakis, a former Level Global analyst who worked under Chiasson; Jesse Tortora, an ex-Diamondback analyst under Newman; and Sandeep “Sandy” Goyal, of mutual fund company Neuberger Berman Group LLC. [read post]
2 Dec 2011, 2:05 pm
The targets are former traders at hedge funds Diamondback Capital management LLC and Level Global Investors LP, and an analyst at mutual fund company Neuberger Berman Group LLC. [read post]
17 Sep 2008, 3:31 pm
According to the DIP financing motion, Barclays is offering to lend up to $450 million on a senior secured basis, collateralized by a first priority lien on Lehman's equity interests in Neuberger Berman Holdings LLC. [read post]
