Search for: "New York Stock Exchange"
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12 Mar 2004, 6:38 am
Friday's Wall Street Journal reports that the SEC is issuing subpoenas to former New York Stock Exchange chairman Dick Grasso and a number of associates as it investigates accusations that Grasso was involved in "influence trading" during his NYSE tenure. [read post]
28 Aug 2008, 11:42 am
Compared to previous years, more companies have been delisted so far this year from the Nasdaq Stock Market and, to a lesser extent, from the New York Stock Exchange for failing to meet [...] [read post]
7 Nov 2008, 10:55 am
Robert Willens (Robert Willens LLC, New York; Adjunct Professor, Columbia) has published Is a Taxable Exchange a Wash Sale? [read post]
10 Feb 2011, 6:10 am
A deal for the New York Stock Exchange may mean German owners and a Dutch home, but American money. [read post]
17 May 2020, 1:01 am
In Testimony whereof we have set our hands this 17th day of May at New York, 1792″ In 1817, 27 brokers went further and constituted themselves as the New York Stock and Exchange Board. [read post]
6 Aug 2008, 3:21 pm
The Nasdaq Stock Market and the New York Stock Exchange are fierce competitors, wrestling for market share and sometimes crowing about poaching a big-name stock listing from the other. [read post]
28 Feb 2008, 10:00 am
In a February 1, 2008, press release, Senator Charles Grassley (R-Iowa) announced that the SEC will employ greater measures to fulfill its responsibility to police self-regulatory organizations, such as the New York Stock Exchange and other financial markets. [read post]
17 Dec 2008, 7:40 pm
The shutdown occurred 18 minutes after the exchange opened and by early afternoon the exchange was still unable to estimate when its system would be restored, according to The New York Times’s Ian Austen. [read post]
31 Oct 2012, 9:17 am
While New York's mayor and a bevy of TV news crews and camera-toting tourists were at the New York Stock Exchange for the opening on Wednesday, the famed trading floor betrayed little that was unusual. [read post]
18 Jan 2007, 11:25 am
A lawsuit filed by former New York Stock Exchange seatholders against the exchange has gotten some backing, The New York Post reported Thursday. [read post]
12 Sep 2010, 5:54 pm
One of my benchmark participants asked how common is to include in the general counsel’s budget costs for SEC filing fees for 10-Qs and 10-Ks, registration fees for the New York Stock Exchange, or costs for third-party vendors that supply... [read post]
16 Jun 2010, 7:58 am
CHANGE: Unable to meet listing rules, Fannie Mae and Freddie Mac leaving New York Stock Exchange. [read post]
10 Jan 2007, 5:23 am
The NYSE Group, which operates the New York Stock Exchange; the investment bank Goldman Sachs & Company; a private equity [...] [read post]
17 Sep 2009, 8:00 am
See Has New York Become Less Competitive in Global Markets? [read post]
19 Dec 2007, 5:34 am
Yesterday the Appellate Division, First Department reversed a lower court ruling and dismissed a breach of fiduciary duty claim against the New York Stock Exchange and its Chief Executive Officer John Thain - Hyman v New York Stock Exch., Inc., 2007 NY Slip Op 09909. [read post]
8 May 2007, 10:53 am
[JURIST] A New York appeals court Tuesday dismissed [text] four of six claims against former New York Stock Exchange chairman Richard Grasso [BBC profile; JURIST news archive], finding they were not within the New York attorney general's authority to bring. [read post]
22 Oct 2013, 3:17 pm
For companies of sufficient size, the exchange for the listing of their securities generally comes down to the New York Stock Exchange and the Nasdaq Stock Market. [read post]
22 Nov 2016, 8:31 am
Forbes.com reports on the milestone of sorts at the New York Stock Exchange: The race to be the first cannabis company to list on one of the major stock exchanges is over. [read post]
9 Jan 2007, 5:01 am
Richard Grasso, the former chairman of the New York Stock Exchange, whose pay package has been the subject of a legal battle, is getting hit on another front as well. [read post]
14 Sep 2020, 11:24 am
September 26th, a Saturday, is an ominous day for New Jersey lawmakers hoping to generate billions of dollars in annual revenue from a financial transaction tax targeting New York-based stock exchanges that currently rely on electronic infrastructure located across the river in New Jersey. [read post]
