Search for: "North American Financial Group"
Results 181 - 200
of 2,092
Sorted by Relevance
|
Sort by Date
25 Apr 2014, 1:42 pm
In the past four years alone, seven firms (including Woodstock Financial Group, JHS Capital Advisors f/k/a Pointe Capital, Salomon Whitney, Newbridge Securities, John Thomas Financial, A&F Financial Securities, and First Midwest Securities) have been sanctioned for issues regarding charges to customers. [read post]
11 Aug 2015, 2:29 pm
A Fellow in the American College of Employee Benefit Counsel, past Chair and current Welfare Benefit Committee Co-Chair of the American Bar Association (ABA) RPTE Section Employee Benefits Group, Vice Chair of the ABA Tort & Insurance Practice Section Employee Benefits Committee, former Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, an ABA Joint Committee on Employee Benefits Council Representative and Board Certified in Labor… [read post]
28 Oct 2011, 1:48 am
According to data from the American Bankruptcy Institute, the high water market for business bankruptcies during the financial crisis occurred during the second quarter of 2009, when there were 16,014 business bankruptcies. [read post]
3 Jan 2011, 10:49 am
First Financial Ins. [read post]
5 May 2017, 6:55 am
The World Health Organization has calculated that the population segment over sixty years of age is the fastest growing group. [read post]
16 Dec 2014, 11:36 am
Nine attackers stormed a military-run school in Peshawar, open to both the children of civilians and military members, in what a spokesman for the militant group said was retaliation for the ongoing military offensive in North Waziristan. [read post]
6 Nov 2022, 3:02 am
Do they all comply with state and federal laws regarding financial transparency? [read post]
29 Aug 2017, 12:13 pm
Hamas’ new leader says the group has restored its ties with Iran and is receiving financial and military supplies for its struggle against Israel, according to the Post. [read post]
7 Nov 2017, 6:30 am
But even older Americans, those aged 55 and older, assessed the President’s handling of North Korea poorly, with a combined total of 53 percent giving him lower confidence numbers; these are better than Trump did with younger voters but still majority negative. [read post]
2 Mar 2021, 7:57 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
31 Jan 2016, 12:33 pm
The Central Depository Registry The Financial Industry Regulatory Authority (“FINRA”) operates and maintains the Central Depository Registry (“CRD”) pursuant to its rules, and by agreement with the North American Securities Administrators Association (“NASAA”) and other securities regulators. [read post]
16 Aug 2011, 10:31 am
An ally of ACORN, Becker had previously worked for the SEIU and the AFL-CIO, major financial backers of Obama and the Democratic Party. [read post]
11 Oct 2018, 9:30 pm
Supreme Court allowed North Dakota’s voter identification law, whose challengers said it would disenfranchise Native American voters, to go into effect for the upcoming midterm elections. [read post]
17 Feb 2022, 2:58 pm
As of January 2022, the American Hospital Association, American Medical Association, Renown Health, UMass Memorial Health Care, American Society of Anesthesiologists, American College of Emergency Physicians, American College of Radiology, Texas Medical Association, and two North Carolina doctors have all filed lawsuits that challenge the No Surprises Act’s rules. … [read post]
21 Jan 2015, 3:59 am
Here’s news from this blog by David Jenson of Stinson Leonard Street: The Broker-Dealer section of the North American Securities Administrators Association (NASAA) has proposed a model uniform state rule (the “Model Rule”) that would exempt parties that act only as deal brokers in M&A transactions from regulation under applicable state broker-dealer laws. [read post]
20 Nov 2013, 8:30 am
North American Securities Administrators Association (NASAA) The North American Securities Administrators Association (NASAA) is an association of 67 securities regulators which included state regulators from all 50 US States, in addition to provincial and territorial securities regulatory agencies from the District of Columbia, Puerto Rico, the U.S. [read post]
4 Feb 2011, 6:07 am
The president of the North American Securities Administration Association, David Massey, further supports this move, but suggests that it should go one step further and allow investors to choose between arbitration and litigation. [read post]
22 Jul 2022, 7:00 am
The North American Securities Administrators Association (NASAA) is an international securities-regulatory organization seeking to protect investors and promote capital markets for the benefit of all investors. [read post]
27 Oct 2012, 3:03 pm
Even the North American Securities Administrators, which considers the SEC to be its partner, would consider a lawsuit against the Commission if proposed Rule 506 were to go through. [read post]
26 Dec 2020, 12:01 am
The British government offered them asylum in Canada and was offering financial compensation. [read post]
