Search for: "North American Financial Group"
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31 Jan 2017, 4:00 am
Contact Us If you have additional questions about a simple buy sell agreement, contact the experienced North Dakota estate planning attorneys at German Law Group by calling 701-738-0060 to schedule an appointment. [read post]
20 Feb 2008, 10:22 pm
The Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), and the North American Securities Administrators Association (NASAA) have announced a new group initiative to protect senior investors from becoming the victims of investment scams. [read post]
28 Oct 2020, 6:04 pm
Wednesday’s ruling came in a dispute that began when the North Carolina Alliance for Retired Americans and a group of voters filed a lawsuit in state court to challenge the state’s rule that mail-in ballots must be received by Nov. 6, three days after Election Day. [read post]
11 May 2018, 7:22 am
The savings and loan crisis ultimately bankrupted the FSLIC and cost American taxpayers [read post]
31 Jan 2019, 6:00 am
M&A activity in the insurance sector in North America declined in the years immediately following the financial crisis, and has peaked in recent years. [read post]
4 Jul 2010, 10:31 am
The North American Securities Administrators Association (NASAA) has now announced the opening of registration for its 93rd Annual Conference, which will be held at the Marriott Waterfront Hotel in Baltimore, Maryland from September 26 through 28. [read post]
31 Aug 2020, 4:59 am
Jones mentioned that she saw a viable destination in the Kunduz province, which shares a border with Tajikistan in Afghanistan’s north. [read post]
27 Jun 2014, 9:00 am
Further, 1 in 20 older Americans reported some type of perceived financial mistreatment during the recent past. [read post]
19 Aug 2016, 12:44 pm
Most recently the regulators have reached settlements with four large insurers.Hartford Financial Services Group, Securian Financial Group Inc., Great American Insurance Group and Standard Insurance Co. reached a settlement with five state regulators. [read post]
6 Sep 2022, 7:47 am
North Korea and Iran retain a near-permanent place on the black list for “serious strategic deficiencies to counter money laundering, terrorist financing, and financing of proliferation. [read post]
15 Oct 2020, 11:15 am
North Carolina’s Department of Health and Human Services has responded to this problem and others by creating the Community Testing in High-Priority and Marginalized Populations (CHAMP) Initiative, which created 300 testing sites for underserved communities, covering “2.2 million African American, LatinX/Hispanic and American Indian individuals. [read post]
27 Feb 2017, 8:14 am
Those regulations are likely to be based in part on a model rule developed by the North American Securities Administrators Association, according to Investment News. [read post]
27 Jan 2021, 11:22 am
After Ameriprise discovered her misconduct and fired her, Hsu founded American Capital Trading Group LLC and American Capital Republic, Inc., where she sought out and defrauded additional investors. [read post]
10 Jan 2024, 9:02 pm
The Batista brothers’ financial vehicle is J&F Investments, the controlling shareholder in JBS. [read post]
14 Mar 2011, 10:31 am
The North American Securities Administrators Association (NASAA) has announced that noted political expert Norman Ornstein, Resident Scholar at the American Enterprise Institute, will deliver the keynote address at NASAA's upcoming Public Policy Conference in Washington, D.C. on March 28. [read post]
12 Jul 2021, 7:52 am
Across the known cyber incidents involving financial institutions tracked by Carnegie, there have been only a handful of cyberattacks affecting data integrity, which were perpetrated by North Korea—the one state that has perhaps the smallest stake in global financial stability. [read post]
2 Jul 2020, 2:22 pm
State Regulators Propose Restitution for Victims of Securities Fraud According to the North American Securities Administrators Association (NASAA), the organization announced today that its Board of Directors has approved the release for public comment of a proposed model act to assist states in creating a restitution assistance fund for victims of securities law violations. [read post]
18 Aug 2021, 1:21 pm
” To help combat the financial exploitation of seniors, the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and North American Securities Administrators Association (NASAA), have joined forces to offer a new training program to securities companies to better protect their over-65 clients. [read post]
23 Mar 2010, 1:08 pm
As I have reported over the past several years, Delaware courts, including the Delaware Supreme Court, have addressed the nature of a director's fiduciary duties when a Delaware corporation is insolvent or in the "zone of insolvency," most notably with the 2007 decision in North American Catholic Educational Programming, Inc. v. [read post]
15 Mar 2007, 6:00 pm
Jacob Weisberg, editor of Slate, has this piece in the March 14, 2007 Financial Times, "Are Neocons History? [read post]
