Search for: "North American Financial Group"
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1 Jun 2009, 4:19 am
American Acquisition, LLC v. [read post]
19 Mar 2012, 5:26 pm
The Corporation Finance Section Committee of the North American Securities Administrators Association (NASAA) has informally solicited comments concerning the adoption of a new Statement of Policy Regarding Business Development Companies. [read post]
9 Jun 2012, 6:38 pm
The North American Securities Administrators Association (NASAA) and the Investment Adviser Association are two of the opponents that want to keep the SEC and states in charge of investment adviser oversight. [read post]
10 Aug 2020, 11:25 am
This information is publicly available and provided to you by The White Law Group. [read post]
9 Mar 2017, 5:40 am
By Amy Leisinger, J.D.The North American Securities Administrators Association, Inc. has filed an amicus brief urging the Supreme Court to overturn the Second Circuit’s decision that the tolling rule set forth in American Pipe & Construction Co. v. [read post]
15 Sep 2015, 5:37 am
A Fellow in the American College of Employee Benefit Counsel, past Chair and current Welfare Benefit Committee Co-Chair of the American Bar Association (ABA) RPTE Section Employee Benefits Group, Vice Chair of the ABA Tort & Insurance Practice Section Employee Benefits Committee, former Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, an ABA Joint Committee on Employee Benefits Council Representative and Board Certified in Labor… [read post]
11 Jan 2012, 12:48 pm
American Defense Systems, a North Carolina-based micro-cap firm that trades over the counter, reported that it failed to get majority support for its compensation practices at the company's Dec. 30 meeting. [read post]
3 May 2018, 12:42 pm
LPL Financial, the largest employer of independent brokers, agreed to pay $499,000 to each of 52 states and U.S. territories, and to repurchase the unregistered equity and fixed-income securities that have been sold since October 2006, according to regulators in Alabama and Massachusetts who led an investigation on behalf of the North American Securities Administrators Association. [read post]
13 Jun 2023, 7:15 am
According to a prominent real estate data group, foreclosure rates are spiking significantly nationwide. [read post]
28 Nov 2020, 12:01 am
Historically, marginalized groups have attempted to manipulate the presentation of images about them that they fear will be used against the group. [read post]
26 Feb 2024, 9:02 pm
Access to U.S. equity markets by JBS SA has been anticipated since its dramatic entry into the North American market. [read post]
2 Apr 2024, 12:44 pm
The North American Securities Administrators Association’s (“NASAA”) Franchise and Business Opportunities Project Group told us at the 2022 ABA Forum on Franchising Annual Meeting that it was focused on evaluating a model for third party franchise seller registration. [read post]
25 Nov 2009, 4:50 am
Zach Lowe legalweek The official creditors committee in the Lehman Brothers bankruptcy fired the latest shot on Tuesday (24 November) in the dispute between Lehman and Barclays over whether Barclays received an improper 'windfall' in its purchase of Lehman's North American assets and liabilities last September. [read post]
22 Mar 2017, 2:05 am
Rich Leonard announced today that Hardison & Cochran Attorneys at Law will provide financial support to sponsor a competitive moot court team. [read post]
22 Mar 2017, 2:05 am
Rich Leonard announced today that Hardison & Cochran Attorneys at Law will provide financial support to sponsor a competitive moot court team. [read post]
1 Apr 2021, 7:37 am
Though Black people and Native Americans are disproportionately more likely to be killed by police, in absolute numbers, there are more white people killed by police than other groups because they represent roughly 65 percent of the U.S. population. [read post]
29 Sep 2008, 1:12 pm
Dinallo, New York's Insurance Superintendent, will oversee an NAIC task force created to expedite the approval of sales of American International Group assets. [read post]
26 Oct 2007, 8:38 am
Governance changes ranging from the separation of the chairman and CEO positions to executive pay reforms are among the demands on Countrywide Financial made by two U.S. labor groups. [read post]
28 Jun 2012, 6:40 am
Kramer Levin Naftalis & Frankel received a Turnaround Atlas Award Tuesday night for the firm’s work as unsecured creditors committee counsel for Capmark Financial Group Inc. [read post]
25 Apr 2019, 9:07 am
Solomon - Chief Executive Officer, Cowen, Inc.; New York, NYHank Torbert - President, AltaMax, LLC; New Orleans, LAGregory Yadley – Partner, Shumaker, Loop & Kendrick, LLP; Tampa, FLCommittee members will also include the SEC’s Advocate for Small Business Capital Formation, Martha Legg Miller, and three non-voting members appointed by each of the SEC’s Investor Advocate, the North American Securities Administrators Association, and the Small Business… [read post]
