Search for: "Officer Gallagher"
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15 Jun 2015, 3:13 am
His rationale for declining to support the settlements is largely premised upon his concerns for the consequences of holding Chief Compliance Officers accountabl... [read post]
3 Mar 2020, 7:30 pm
.), the Court followed the Pennsylvania Supreme Court's sweeping decision in Gallagher and likewise held that the household exclusion was eradicated across the board.The court in Stockdale rejected the insurance company's argument that the Pennsylvania Supreme Court Opinion in Gallagher v. [read post]
SEC Commissioner Aguilar Says Commissioner Gallagher Wrong About Chief Compliance Officer Regulation
29 Jun 2015, 3:54 am
Gallagher announced in May 2015 that he will be leaving the SEC once a replacement is appointed. [read post]
1 Mar 2007, 12:51 pm
Gallagher. [read post]
26 Apr 2013, 6:22 am
Gallagher is a Commissioner at the U.S. [read post]
4 Nov 2019, 4:00 am
Cooper of the Harrisburg, PA law office of Schmidt Kramer for bringing this case to my attention. [read post]
31 Aug 2023, 6:58 am
I’m a partner at Connolly Gallagher in Wilmington, Delaware. [read post]
3 Jun 2011, 10:56 am
Petersburg Police officers. [read post]
20 Nov 2019, 5:11 am
Cooper of the Harrisburg, PA office of Schmidt Kramer for bringing this case to my attention. [read post]
12 Aug 2013, 10:57 am
Gallagher was allegedly not involved in the fight, but complained about how the situation was handled by officers; he was then arrested. [read post]
16 Oct 2015, 5:00 am
On the heels of recent SEC enforcement actions against Chief Compliance Officers (CCO) and associated statements by Commissioners Gallagher and Aguilar and Chair White, the National Society of Compliance Professionals, a financial services industry trade group for compliance officers, sent this letter to SEC Director of Enforcement Andrew Ceresney requesting that the Commission establish policy that permits initiation of enforcement proceedings against CCOs only if… [read post]
9 Aug 2010, 4:35 am
Sean Gallagher will get $125,000. [read post]
21 Aug 2008, 4:18 am
Gallagher Home Health Services (Gallagher) allowed the Claimant to pursue her other employment and personal errands during the work day. [read post]
6 Sep 2012, 12:20 pm
Bass, Berry & Sims has added a trio of corporate and securities lateral attorneys to its Washington office. [read post]
1 May 2010, 5:06 pm
*Charles Gallagher was recently featured on Bay News 9 discuss the proposed budget cuts to the Clerk of Courts offices across the state. [read post]
3 Apr 2013, 11:12 am
He visited the Reference Office for some help finding the WAC section and statutory authority that permit him to enter university buildings and structures. [read post]
31 Jul 2015, 7:00 am
" Gallagher suggested that the SEC consider either amending the rules or providing commission-level guidance which would help clarify what is expected of compliance officers in their roles. [read post]
22 Mar 2013, 2:49 pm
The Reference Office will also be open those days, from 9am - 12noon and from 1 - 5 pm. [read post]
4 Apr 2012, 7:04 am
Gallagher Law Group, PC Paoli, Pa (Main Office) Other Locations: Plymouth Meeting, Exton, Radnor, Philadelphia 866-719-5614 E-Mail Questions or Comments to : jag@johnagallagher.com [read post]
4 Apr 2012, 7:04 am
Gallagher Law Group, PC Paoli, Pa (Main Office) Other Locations: Plymouth Meeting, Exton, Radnor, Philadelphia 866-719-5614 E-Mail Questions or Comments to : jag@johnagallagher.com [read post]
