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7 Nov 2021, 7:09 am
FINRA Takes Victory Lapse in Aegis Capital Regulatory Settlement (BrokeAndBroker.com Blog)Management Consulting Firm Partner Charged In Insider Trading Scheme / Defendant Was a Lead Consulting Firm Partner Advising an Investment Bank on Its Acquisition of GreenSky, Inc. [read post]
8 Nov 2017, 12:41 pm by Heather Cobun
Luther is the managing partner of OT LLC, which owns the subdivision, and CEO of Gemcraft Homes Inc., the builder, which filed suit seeking ... [read post]
7 Aug 2020, 10:52 am by Daily Record Staff
Volunteers of America Chesapeake & Carolinas (VOACC) Friday announced the expansion of its Targeted Case Management (TCM)/Care Coordination programming to Baltimore after the nonprofit was selected for an up to five-year contract to provide services for youth and their families by Behavioral Health System Baltimore, Inc. [read post]
11 Oct 2012, 8:37 am by Broc Romanek
" Buyers who intend to be involved in the management of the target company or to seek representation on its board of directors are not eligible for the passive investment exemption. [read post]
26 Jan 2009, 2:02 pm
By Dan Jamieson January 26, 2009, 3:31 PM ESTThe enforcement division of the Financial Industry Regulatory Authority Inc. is looking into how brokerage firms refer investors to money managers.OAS_RICH("Middle"); A Jan. 15 letter from the enforcement department, sent to an unknown number of firms, also asks specific questions about referrals made to Bernard L. [read post]
5 Jun 2017, 2:14 pm by Kyle Howard
(“Wells Fargo“) filed four third-party complaints against BlackRock Advisors, LLC, Pacific Investment Management Company, LLC, Teachers Advisors, LLC, TIAA-CREF Investment Management, LLC, and PGIM, Inc. [read post]
12 Jul 2022, 10:48 am by Rob Robinson
Our patented SaaS technology helps clients target, collect, and review emerging forms of digital data and short-message chat information quickly, accurately and with cost-certainty. [read post]
1 Aug 2007, 4:53 am
Google wary of behavioral targeting in online ads — pdf Google Inc. is looking to find more links between the searches its users do in order to better target advertising, but the company is reluctant to go much further than that in tracking their behavior. [read post]
6 Dec 2011, 9:07 am
Collantes, the former operations manager at the Palo Alto, Calif., office of Citigroup Global Markets Inc., has been fined and suspended by the Financial Industry Regulatory Authority, or FINRA, for her failure to supervise a sales assistant who misappropriated almost $750,000 from customers. [read post]
Employers that use automated employment decision tools such as Workday could also become targets of litigation. [read post]
5 Jun 2015, 9:06 am by WIMS
Air Quality Agreement Progress Report 2014 (c)Waste Information & Management Services, Inc. [read post]