Search for: "Ontario Securities Commission"
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7 Apr 2010, 11:20 am
On March 29, 2010, the Ontario legislature's Standing Committee on Government Agencies released a report reviewing the operations of the Ontario Securities Commission (OSC). [read post]
21 Sep 2009, 9:43 am
On September 18, the Ontario Securities Commission (OSC) announced that Ontario's Minister of Finance has approved National Instrument 31-103 Registration Requirements and Exemptions and related consequential amendments. [read post]
8 Dec 2013, 4:26 pm
Last week, the Law Commission of Ontario released a discussion paper on the Capacity of Adults with Mental Disabilities and the Federal RDSP. [read post]
17 Jan 2014, 12:39 pm
On January 29, 2014, the Ontario Securities Commission is hosting a roundtable on proxy voting in Canada. [read post]
21 Jan 2010, 8:12 pm
Here is the abstract: Investor groups in both Canada and the U.S. have petitioned the Ontario Securities Commission and the Securities and Exchange Commission to issue statements clarifying the application of existing disclosure requirements to climate change-related risks. [read post]
17 Apr 2012, 9:20 am
The Ontario Securities Commission recently announced that Ministerial approval has been granted in respect of the previously-announced: (i) amendments to NI 25-101 Designated Rating Organizations; (ii) Supervisory MOU between the OSC, EMSA, AMF and BCSC; (iii) changes to NI 81-102 Mutual Funds; and (iv) MOU with the ASIC. [read post]
29 Dec 2009, 10:41 am
The Ontario Securities Commission has issued Notice 51-717 Corporate Governance and Environmental Disclosure, which outlines OSC plans to enhance compliance by reporting issuers (other than investment funds) with corporate governance and environmental disclosure requirements. [read post]
21 Feb 2012, 12:10 pm
Earlier this month, the Ontario Securities Commission, Quebec's Autorité des marchés financiers, the Alberta Securities Commission and the British Columbia Securities Commission announced the signing of a memorandum of understanding with the Australia Securities and Investments Commission. [read post]
11 Dec 2013, 3:58 pm
British Columbia Securities Commission, Supreme Court of Canada, No. 34593, Dec. 5, 2013)On September 8, 2008, the securities professional entered into a settlement agreement with the Ontario Securities Commission regarding misconduct that occurred in Ontario, in 2001 or earlier. [read post]
16 Dec 2011, 12:28 pm
The Ontario Securities Commission has extended the existing exemption from the transparency requirements for government debt securities, found in section 8.6 of NI 21-101 Marketplace Operation, until December 31, 2014. [read post]
7 Apr 2010, 8:30 am
As we mentioned in our post of January 22, the Ontario Securities Commission (OSC) recently proposed amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees. [read post]
7 Jan 2010, 3:09 pm
Gail Henderson has posted the following abstract on SSRN: Investor groups in both Canada and the U.S. have petitioned the Ontario Securities Commission and the Securities and Exchange Commission to issue statements clarifying the application of existing disclosure requirements to... [read post]
23 Dec 2011, 7:40 am
The Ontario Securities Commission announced today that Ontario's Minister of Finance has approved its Memorandum of Understanding with the U.S. [read post]
7 Jun 2007, 1:58 am
Like me, I'm sure most of you begin each day with a nonfat latte and a browse through the website for the Ontario Securities Commission where, after 5-10 clickthroughs you can locate and read the latest proposed rules posted for "public" comment. [read post]
28 Oct 2011, 1:49 pm
The Ontario Securities Commission today published notice of OSC Rule 21-501, which is intended to extend the current exemption for government debt securities from the transparency requirements found in section 8.1 of NI 21-101 until December 31, 2014. [read post]
4 Nov 2011, 2:20 pm
On November 1, the Ontario Securities Commission hosted OSC Dialogue 2011, a conference featuring sessions with securities regulators and industry participants. [read post]
4 Jan 2019, 2:30 am
Katanga Mining Ltd. has paid $28.5 million, plus costs of $1.5 million, as part of a settlement agreement for “material misstatements and failures to make adequate disclosure,” according to reasons released by the Ontario Securities Commission Bulletin. [read post]
8 Apr 2015, 4:30 am
The four-part plan is building Ontario up by investing in people’s talents and skills, building new public infrastructure like roads and transit, creating a dynamic, supportive environment where business thrives and building a secure savings plan so everyone can afford to retire. [read post]
21 Apr 2019, 8:17 pm
Ontario’s proposed changes would also use the Ontario Health Insurance Plan (OHIP) database as its source for jurors. [read post]
8 Sep 2011, 11:34 am
The Ontario Securities Commission said it needed more time to investigate allegations that the Chinese company overstated its assets and revenues. [read post]
