Search for: "Ontario Securities Commission"
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14 Jul 2009, 7:18 am
The office of the Ontario Privacy Commissioner has released a document praising Gmail for making connection via SSL available for all communications through their website. [read post]
26 Mar 2010, 1:43 pm
The Ontario Securities Commission (OSC) announced today that it has approved amendments to MFDA Rule 2.4.1 to allow Approved Persons of MFDA Member firms to have remuneration from the Member paid directly to an unregistered corporation, subject to certain conditions. [read post]
16 Mar 2012, 12:20 pm
The Ontario Securities Commission, Quebec's Autorité des marchés financiers and the British Columbia Securities Commission today announced that they have entered into a Memorandum of Understanding with the European Security Market Authority with respect to the supervision and oversight of credit rating agencies. [read post]
25 Oct 2022, 12:49 pm
The SEC appreciates the assistance of the Ontario Securities Commission. [read post]
7 Sep 2021, 9:29 am
The Ontario Securities Commission (OSC) has recently released a Staff Notice, OSC Staff Notice 15-707 Enforcement Branch Enforcement Investigation Guidance, […] [read post]
6 Jul 2012, 11:35 am
On June 21, 2012, the Ontario Securities Commission (“OSC”) issued a notice to provide guidance to issuers, underwriters and their advisors in filing reports of exempt distribution in Ontario under National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”). [read post]
20 Aug 2010, 12:30 pm
As we discussed in our post of June 16, the Ontario Securities Commission, Quebec's Autorité des marchés financiers and the U.S. [read post]
28 Jun 2012, 2:48 pm
The Ontario Securities Commission released the final version of its Statement of Priorities today for the financial year ending March 1, 2013. [read post]
22 Jan 2010, 10:41 am
Earlier this week, the Ontario Securities Commission (OSC) issued a report summarizing its compliance review of various types of investment funds. [read post]
8 Jan 2015, 6:00 am
Several studies have shown that, due to the limited benefits provided by the Canada Pension Plan (CPP) and Old Age Security (OAS), significant numbers of Ontarians will not have sufficient savings to maintain similar living standards throughout their retirement years. [read post]
24 Mar 2014, 3:04 pm
Details available here. [read post]
7 May 2013, 1:17 pm
It’s one bullet point buried deep in the Ontario budget but it could have big implications for the class action bar.On page 290 of last week’s budget, under a section regarding consultations with the Ontario Securities Commission, it’s noted the government “plans to propose further changes to update the Securities Act. [read post]
20 Dec 2011, 12:50 pm
The Ontario Securities Commission announced yesterday that it is extending the public consultation period in respect of its proposed new enforcement initiatives. [read post]
8 Jul 2011, 8:27 am
Earlier this week, the Ontario Securities Commission announced that it is undertaking a targeted review of Ontario reporting issuers listed on Canadian exchanges that have "significant business operations" in emerging markets. [read post]
26 Mar 2010, 11:59 am
The Ontario Securities Commission (OSC) today published a revised Statement of Priorities for the financial year ending March 31, 2011. [read post]
18 Feb 2011, 11:25 am
The Ontario Securities Commission has now approved new MFDA Rule 2.4.4 and amendments to MFDA Rule 5.1. [read post]
5 Mar 2019, 11:25 am
On February 27, 2019, the Ontario Securities Commission (OSC)—Canada’s largest securities regulator—announced that it had awarded $7.5 million to three whistleblowers who provided tips that led to enforcement actions. [read post]
6 Jul 2012, 12:00 pm
The Ontario Securities Commission yesterday released a staff notice setting out how OSC staff interpret the application of the adviser registration requirement set out in Ontario's Commodity Futures Act with respect to non-resident investment funds sold to Ontario investors. [read post]
27 Oct 2009, 1:41 pm
In response to numerous inquiries, the Ontario Securities Commission (OSC) issued a notice today outlining the OSC Staff's view on the applicability of securities laws to offerings of Contracts for Difference (CFDs), foreign exchange contracts (FX contracts) and similar OTC derivative products. [read post]
30 Oct 2006, 5:33 am
R.I.M. said that aside from the letter from the S.E.C., it has also been in communication with the Ontario Securities Commission, Canada’s main securities regulator. [read post]
