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23 Apr 2024, 6:48 am by Unknown
In oral argument in the appeal of the latter case, the Supreme Court grappled with how broadly to construe Sarbanes-Oxley’s prohibition on “otherwise obstruct[ing]” an official proceeding (U.S. v. [read post]
22 Apr 2024, 12:26 pm by Haley Proctor
Speaking of charging elections-related conduct under the Sarbanes-Oxley Act, the Supreme Court heard argument last week in Fischer v. [read post]
Emphasis on Individual Accountability to Protect the Markets To encourage a compliance culture, Associate Director Stacy Bogert stated that the SEC will seek clawbacks of executive compensation under Sarbanes-Oxley Section 304. [read post]
2 Apr 2024, 11:52 am by Geoff Schweller
“Kohn has helped draft key whistleblower legislation and regulation, including those incorporated into the Sarbanes-Oxley and Dodd-Frank acts. [read post]
2 Apr 2024, 7:28 am by Unknown
According to the complaint, without the relief sought, the firm faces severe penalties and lacks the opportunity for pre-enforcement judicial review, leaving them with the dilemma of complying with an unconstitutional demand or risking their business's future (John Doe Corporation v. [read post]
14 Mar 2024, 3:00 am by John Jenkins
While we’re on the topic of whistleblowers, this CLS Blue Sky blog from Ropes & Gray discusses the recent SCOTUS decision in Murray v. [read post]
5 Mar 2024, 12:50 pm by Geoff Schweller
On March 6, the Third Circuit Court of Appeals will hear oral arguments in the whistleblower retaliation case Lindsey Gulden and Damian Burch v. [read post]