Search for: "PF Servicing, LLC"
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26 Oct 2023, 7:49 am
Morgan Stanley Timothy Claypool Northwestern Mutual Investment Services, LLC Farmers Financial Solutions, LLC Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, LLC Rashawn Russell Deutsche Bank Securities Inc. [read post]
25 Oct 2023, 8:05 am
Morgan Stanley Timothy Claypool Northwestern Mutual Investment Services, LLC Farmers Financial Solutions, LLC Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, LLC Rashawn Russell Deutsche Bank Securities Inc. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
12 May 2023, 11:06 am
Please contact me if I can be of service. [read post]
20 Apr 2023, 1:20 pm
The New York Department of Financial Services (“ [read post]
31 Mar 2023, 10:32 am
The Form BE-12 is authorized pursuant to the International Investment and Trade in Services Survey Act (P.L. 94-472., 22 U.S.C. [read post]
13 Feb 2023, 5:59 am
[ix] While healthcare services are expected to remain a key investment focus for many private equity firms, the risk of False Claims Act (“FCA”) exposure associated with such investments has also grown. [read post]
1 Dec 2022, 7:52 am
American Trust Investment Services, Inc. [read post]
16 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, September 9, 2022 Tags: Bitcoin, Cryptocurrency, Financial regulation, Financial technology, Howey test, SEC, Securities regulation, Stablecoins Proposed Additional Amendments to Form PF Posted by Jessica Forbes, Philip Heimowitz, and Mark Highman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, September 10, 2022 Tags: Cryptocurrency, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity,… [read post]
8 Sep 2022, 10:31 am
Notice 2022-36 regarding penalty relief for failures to timely file Forms 990-PF and 990-T was released on August 24, 2022. [read post]
19 Aug 2022, 7:33 am
Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Eddy Chou Ameriprise Financial Services, LLC Wells Fargo Clearing Services, LLC Kara Gagnon Global Atlanticv Distributors, LLC MetLife Investors Distribution Company Johana Jimenez Igor Kislitsa PFS Investments Inc. [read post]
21 May 2022, 11:11 am
necessity; access to capital, programs, markets; access to expertise; greater efficiencies; to find the missing pieces; testing ground/incubator for new ideas (before “institutionalizing” at the charity/program level); pursue aligned and impactful (but no necessarily charitable) goals; leverage and expend mission reachTypical vehicles:501(c)(3) – private foundations, public charities, DAFs, supporting organizationsMust be careful about any assets put into a 501(c)(3) organization,… [read post]
8 Mar 2022, 12:10 pm
Regards, Bart Mallon & Justin Schleifer Aspect Advisors LLC Aspect Advisors LLC is modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
8 Mar 2022, 8:10 am
Regards, Bart Mallon & Justin Schleifer Aspect Advisors LLC Aspect Advisors LLC is modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
5 Feb 2022, 11:13 am
Comments to Notice 2021-56 (Standards for Section 501(c)(3) Status of LLCs) accepted through Sunday, February 6 | ABA EO Committee comments forthcoming – One question: Should an LLC with individuals or non-exempt entities be able to qualify for 501(c)(3) status? [read post]
10 Dec 2021, 4:59 am
Gorton (Yale School of Management), Jillian Grennan (Duke University), and Alexander Zentefis (Yale School of Management), on Thursday, December 9, 2021 Tags: Behavioral finance, Compliance & ethics, Corporate culture, Diversity, Incentives, Management, Mergers & acquisitions, Reputation, Risk-taking, Stakeholders What 2022 Has in Store for Finance Professionals Posted by Subodh Mishra, Institutional Shareholder Services,… [read post]
19 Nov 2021, 1:48 pm
Next week is Thanksgiving and we have a lot to be thankful for here at Koprince McCall Pottroff LLC, especially with everyone remaining healthy this year. [read post]
22 Sep 2021, 12:53 pm
Berhane Kassahun AXA Advisors, LLC MSI Financial Services, Inc. [read post]
22 Sep 2021, 7:58 am
Morgan Securities LLC Alfredo Vazquez Cuso Financial Services, L.P. [read post]
28 May 2021, 1:17 pm
Nayely Gamez Wells Fargo Clearing Services, LLC Jorge Guzman Pruco Securities, LLC Yonay Perez Wells Fargo Clearing Services, LLC Richard Ramos Wells Fargo Clearing Services, LLC Dwight Sulc B.B. [read post]
