Search for: "PHILLIPS v. HEDGES"
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18 May 2023, 9:05 pm
Hoberg, G., Phillips, G., Prabhala, N., 2014. [read post]
21 Oct 2014, 6:03 am
LPL Financial was alleged to have deficient supervision in the sale of certain alternative investment products, including REITs, oil and gas partnerships, business development companies (BDC’s), hedge funds, and managed futures. [read post]
11 Nov 2013, 1:10 pm
” Phillips v. [read post]
3 Apr 2020, 6:03 am
Posted by David Katz and Sabastian V. [read post]
6 Feb 2023, 11:15 am
Sys. v. [read post]
10 May 2011, 3:46 pm
Edgewood Properties Inc., 257 F.R.D. 418 (D.N.J. 2009) and Phillip M. [read post]
8 May 2016, 4:15 pm
Editor Allison Phillips has said “We have tried everything we could but sadly we just haven’t reached the sales figures we needed to make it work financially. [read post]
3 Mar 2017, 6:16 am
Companies Posted by Jennifer V. [read post]
24 May 2012, 6:51 am
Three types of institutions comprise the trading volume of HFTs and are what is meant by HFTs: 48% proprietary high frequency trading firms, 46% investment banks and 6% hedge funds. [read post]
27 Jan 2024, 7:54 pm
[This post is co-authored with Professor Seth Barrett Tillman] On January 18, Professor Akhil Reed Amar and Professor Vikram Amar filed an amicus brief in Trump v. [read post]
12 Aug 2008, 2:00 pm
On Tuesday, August 19, 2008, PropertyShark.com is sponsoring a Manhattan real-estate networking event at The Madison & Gypsy Tea (27 West 24th Street). [read post]
3 Sep 2013, 1:38 am
: On August 19, 2013, in connection with its entry into a settlement with New York-based hedge fund adviser Phillip Falcone and his advisory firm Harbinger Capital Partners, the SEC for the first time implemented its new policy requiring defendants seeking to settle civil enforcement actions to admit wrongdoing, in contrast to the long-standing practice of allowing defendants to resolve the enforcement actions with a “neither-admit-nor-deny” settlement. [read post]
6 Jan 2014, 11:20 pm
Supreme Court’s 1988 decision in Basic, Inc. v. [read post]
