Search for: "PNC Financial Services Inc."
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24 Jul 2009, 11:35 am
The other firms sanctioned by FINRA are IFMG Securities, PNC Investments and McDonald Investments (now KeyBanc Capital Markets, Inc.). [read post]
12 Dec 2008, 3:54 pm
Some highlights follow: Chancellor William Chandler will hear arguments at an injunction hearing on December 15 in a class action shareholder suit seeking to block the takeover of First National Bank by PNC Financial Services Group Inc. [read post]
12 Jan 2018, 8:48 am
Ameriprise Financial Services, Inc. [read post]
11 Mar 2015, 4:53 pm
” The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup, Inc.; Citizens Financial Group; Comerica Incorporated; Discover Financial Services; Fifth Third Bancorp; Goldman Sachs Group, Inc.; HSBC… [read post]
7 Dec 2019, 5:30 am
From May 2015 until November 2017 Johnson was registered with SunTrust Investment Services, Inc. [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp … [read post]
5 Sep 2014, 7:48 am
" The evening will begin with the Bedel Financial Consulting, Inc. cocktail reception at 5:30 p.m., followed by dinner, fashion show and the Citizens Energy Group after party. [read post]
27 May 2007, 4:27 pm
A New York jury found the company's director liable for assisting in Brightpoint's fraud and other violations of securities law said the SEC In November, the American International Group(AIG) paid $126 million to settle claims by the Department of Justice and SEC that it assisted companies, including Brightpoint and the PNC Financial Services Group, inflate earnings through AIG's insurance products. [read post]
22 Mar 2012, 3:46 pm
Financial Services Inc. [read post]
11 Jan 2011, 8:15 am
PNC Financial Services Group Inc., which bought National City Mortgage in late 2008, declined to comment, citing privacy issues. [read post]
21 Aug 2018, 5:17 am
Morgan Securities LLC Chase Investment Services Corp Joshua David Ellis LPL Financial LLC BCG Securities, Inc James Benjamin Farris Merrill Lynch, Pierce, Fenner & Smith Inc UBS Financial Services Inc Samuel LaWayne Haddix Ameriprise Financial Services, Inc IDS Life Insurance Company Mark Anthony Hernandez UBS… [read post]
29 Jun 2016, 4:27 pm
If the Federal Reserve objects to a capital plan, a firm may not make any capital distribution unless expressly authorized by the Federal Reserve….The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; BancWest Corporation; Bank of America Corporation; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial… [read post]
4 Apr 2012, 3:38 pm
Other settlements that are expected to top $100 million include Lehman Brothers Holdings Inc; Motorola Solutions Inc.; National City Corp., a bank now owned by PNC Financial Services Group Inc.; and Apollo Group Inc., a for-profit education company. [read post]
27 Jul 2020, 7:08 pm
Jody Pullium Allstate Financial Services, LLC PNC Investments Ana Rivera Wells Fargo Clearing Services, LLC Wells Fargo Advisors, LLC George Schmidt, Jr. [read post]
11 Jun 2020, 11:36 am
Ricardo Turlan UBS Financial Services Inc. [read post]
2 Oct 2015, 2:15 pm
– $100,000 PNC Capital Markets LLC – $500,000 Prager & Co., LLC – $100,000 Ross, Sinclaire & Associates, LLC – $220,000 UBS Financial Services, Inc. [read post]
15 Apr 2011, 7:50 pm
Several other mortgage servicers are included in the government's crackdown to improve internal processing methods, including: the GMAC unit of Ally Financial Inc., Aurora Bank FSB, EverBank Financial Corp., HSBC Holdings Plc, OneWest, MetLife Inc., PNC Financial Services Group Inc., Sovereign Bank, and US Bancorp also signed consent agreements with regulators. [read post]
The Irrelevancy of Interested Influence on the Board: In re Nat'l City Corp. Shareholders Litigation
9 Nov 2009, 5:00 am
The settlement arises from a suit brought by NCC shareholders to enjoin a merger between NCC and PNC Financial Services Group, Inc. [read post]
3 Feb 2014, 12:52 am
Eva Lehman, VP Litigation and Chief Compliance Officer, Western Digital Corporation Frederick Egler Jr., Chief Counsel – Litigation, The PNC Financial Services Group Steve Taub, Assistant General Counsel, U-Haul International, Inc. [read post]
19 Dec 2019, 10:09 am
In response, Venmo suggested that affected users should tweet PNC to “let me use the financial service apps I need! [read post]
