Search for: "PRUDENTIAL ASSET ALLOCATION FUND"
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21 Jun 2023, 9:48 pm
Funding has also been allocated to establish a sovereign green bond program to raise capital for environmental and climate change related programs. [read post]
15 Feb 2024, 9:08 pm
The disrupted websites include fake investment platforms, crypto-asset scam websites, and imposter scam websites where legitimate financial services businesses are impersonated. [read post]
12 Sep 2013, 8:09 am
Just as with any other investment, it is never wise to over-concentrate your assets in any particular investment. [read post]
26 Sep 2017, 9:01 pm
What would trigger a change in the asset allocation or investment categories of your portfolio? [read post]
11 Dec 2009, 11:38 am
Any shortfall would then be covered by a dissolution fund pre-funded by large financial companies with assets of more than $50 billion and hedge funds with assets of more than $10 billion. [read post]
31 Jul 2009, 12:37 pm
Accordingly, it is important that the Boards continue their consultation with prudential regulators. 1.7. [read post]
4 Jan 2017, 3:55 pm
California-registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct… [read post]
8 Dec 2021, 7:27 am
Audited financial statements must be sent to investors in the fund within 120 days after the fund’s fiscal year-end (or for fund-of-fund clients, within 180 days after fiscal year-end). [read post]
8 Dec 2021, 11:27 am
Audited financial statements must be sent to investors in the fund within 120 days after the fund’s fiscal year-end (or for fund-of-fund clients, within 180 days after fiscal year-end). [read post]
1 Feb 2019, 12:00 am
Once jurisdiction applies, they must comply with the prudential requirements of those states. [read post]
3 Apr 2024, 9:03 pm
A fund sponsor might receive dozens of comments on a filing for a fund when the only distinction from an existing fund is the asset class in which it invests. [read post]
9 Aug 2023, 9:01 pm
Although the stated intent of the G-SIB Proposal is to improve the “precision of the G-SIB surcharge,” the changes to the calculation of the cross-jurisdictional activity indicator to include derivatives exposures would cause nine banking organizations or their intermediate holding companies to shift into Category II from Categories III and IV for purposes of the enhanced prudential standards. [read post]
22 Nov 2009, 9:05 am
(What many institutions tend to have in common is their status as investment intermediaries who invest for the benefit of others and as a result face potential conflicts in managing fund assets.) [read post]
25 Oct 2023, 9:01 pm
It does not blame regulatory tailoring for reduced supervisory intensity, except when SVB had assets between $50-$100 billion. [read post]
28 Jun 2010, 5:15 am
We have strengthened the global financial system by fortifying prudential oversight, improving risk management, promoting transparency, and reinforcing international co-operation. [read post]
28 Feb 2019, 6:41 pm
In fact, responding to economic crises often requires actions by the Government that are dictated by the urgency to protect resources and assets that will, in the long term, serve to protect and fulfil human rights. [read post]
16 Apr 2010, 10:10 am
Hosted by Graeme Dinwoodie (DePaul/Oxford) & Mark Janis (Indiana) Session 1: Permissible Uses of Marks: Rationales and Sources of Law. [read post]
22 Oct 2009, 6:02 am
(Editor's Note: This post is based on a Gibson, Dunn & Crutcher LLP memorandum by Amy Goodman and Gillian McPhee.) [read post]
23 Feb 2010, 6:16 am
Editor’s Note: John Olson is a founding partner of Gibson, Dunn & Crutcher’s Washington, D.C. office and a visiting professor at the Georgetown Law Center. [read post]
