Search for: "PRUDENTIAL FINANCIAL, INCORPORATED"
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28 Jun 2017, 11:08 am
This bill incorporates the financial regulatory reform vision of Sen. [read post]
10 Dec 2019, 5:03 pm
APRA sets out stronger, more transparent approach to regulating and supervising GCRA risks On 19 November 2019, APRA released an information paper setting out a more stringent regulatory approach to governance, culture, remuneration and accountability (GCRA) practices across the prudentially regulated financial sector. [read post]
7 Oct 2021, 12:18 pm
(CRD#:8174) of Weehawken, NJ, and Prudential Securities Incorporated (CRD#:7471) of New York, NY. [read post]
3 Aug 2009, 2:13 am
Within the Bank of England a new Financial Policy Committee will be responsible for macro-prudential regulation of banks, building societies and other financial institutions, including insurance companies. [read post]
11 Nov 2009, 3:52 am
The ONI is designed to promote national coordination within the insurance sector, and would have the authority to perform the following functions: (1) monitor all aspects of the insurance industry, including identifying issues or gaps in the regulation of insurers that could contribute to a systemic crisis in the insurance industry or the United States financial system; (2) recommend to the Agency for Financial Stability that it designate an insurer, including its… [read post]
4 May 2018, 3:54 am
Establishing an EU anti-money laundering authority could bring about such a degree of improved cooperation; and money laundering risks are incorporated into ECB prudential supervision via the supervisory assessment. [read post]
18 May 2012, 1:29 pm
However, the statement stresses that all banking organizations, regardless of size, should have the capacity to analyze the potential impact of adverse outcomes on their financial condition. [read post]
10 Feb 2022, 10:08 am
Key points in the speech include: An open global financial system requires a set of global minimum and consistent prudential standards. [read post]
17 May 2019, 11:20 am
His previous employers include Prudential Securities Incorporated (CRD#:7471) of New York, NY, UBS Painewebber Inc. [read post]
13 Sep 2011, 7:00 am
Financial regulation would benefit from building in, at a structural level, greater attention to these forms of influence. [read post]
14 Oct 2021, 11:55 pm
These amendments have been incorporated into the version published as final as part of PS22/21. [read post]
4 Sep 2020, 3:58 am
Sevilleja v Marex Financial Ltd The case involved Mr Sevilleja – the owner of two companies (the “Companies”) incorporated in the British Virgin Islands, which were involved in foreign exchange trading – and Marex Financial Ltd (“Marex”), a creditor of the Companies. [read post]
29 Mar 2023, 7:47 am
On 29 March 2023, the Bank of England (BoE) and the Prudential Regulation Authority (PRA) published the thematic findings from the 2022 cyber stress test (CST22). [read post]
8 Oct 2021, 8:50 pm
The progress report incorporates the results of a stocktake of the implementation of the FSB’s high level recommendations in 21 advanced economies and 27 emerging market and developing economies. [read post]
8 Feb 2022, 4:39 am
Finally, the ESAs note that the entry of BigTechs into financial services may create concentration risks and raise level playing field issues relative to incumbent financial groups, because the existing prudential and consolidation frameworks were not designed with these developments in mind. [read post]
5 Aug 2010, 5:14 pm
Noting that the Act incorporates the understanding of the global interconnectedness of financial services, Senator Dodd said in crafting the legislation Congress followed the G-20 principles on financial regulatory reform almost to the letter. [read post]
22 Jan 2023, 9:01 pm
In addition, the proposed principles offer risk assessment principles for incorporating climate-related financial risks in various traditional risk categories. [read post]
21 Apr 2022, 9:01 pm
U.S. financial regulators have indicated that they are increasingly focused on incorporating climate risks into their regulatory and supervisory practices. [read post]
26 Mar 2020, 7:55 pm
These actions, taken in concert with actions taken by the Bank, the Monetary Policy Committee (MPC) and the Prudential Regulation Committee (PRC), have sought to reduce pressure on banks to restrict the provision of financial services, including the supply of credit and support for market functioning, and ensure that the financial system can be a source of strength for the real economy during this challenging period. [read post]
1 Nov 2018, 8:55 am
On 31 October 2018 the Prudential Regulation Authority (PRA) published its updated approach to banking supervision (the Approach). [read post]
