Search for: "PRUDENTIAL FINANCIAL"
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15 May 2024, 9:05 pm
The alternative to executing a financial transaction through an exchange is turning to the over-the-counter (OTC) market. [read post]
15 May 2024, 8:19 am
On 14 May 2024, the House of Commons’Treasury Committee published a report setting out the responses of HM Treasury, the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) to its March 2024 report on sexual harassment and bullying in the financial services sector. [read post]
10 May 2024, 2:54 am
UK 14 May 2024 – On 9 April 2024, the Financial Conduct Authority (FCA) published Consultation Paper CP24/6 on the rules that enable the FCA to raise regulatory fees and levies in 2024/2025 to fund the FCA and the Financial Ombudsman Service. [read post]
9 May 2024, 8:12 am
On 9 May 2024, the Financial Services and Markets Act 2023 (Commencement No.6) Regulations 2024 were published. [read post]
9 May 2024, 3:35 am
On 8 May 2024, the Financial Services Regulation Committee (FSRC) announced that it is launching an inquiry into the secondary international competitiveness and growth objective given to the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) under the Financial Services and Markets Act 2023. [read post]
9 May 2024, 3:34 am
It also warns that the Prudential Regulation Authority’s (PRA’s) introduction of the Basel 3.1 standards risks tightening conditions for SMEs even further. [read post]
7 May 2024, 9:27 am
The financial soundness of the proposed acquirer. [read post]
2 May 2024, 9:56 am
During this session, the Parliament plenary adopted a large number of important financial services-related legislative proposals. [read post]
1 May 2024, 2:39 am
Background Most firm-facing provisions of the UK Securitisation Regulation (UK SR) will be set out in the FCA Handbook and Prudential Regulation Authority (PRA) Rulebook as part of the repeal and replacement of retained EU law. [read post]
1 May 2024, 2:39 am
Background Most firm-facing provisions of the UK Securitisation Regulation (UK SR) will be set out in the FCA Handbook and Prudential Regulation Authority (PRA) Rulebook as part of the repeal and replacement of retained EU law. [read post]
1 May 2024, 2:01 am
On 30 April 2024, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a joint consultation (FCA CP24/10 and Chapter 5 of the PRA’s Occasional Consultation Paper) on consequential amendments to BTS 2016/2251. [read post]
1 May 2024, 2:01 am
On 30 April 2024, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a joint consultation (FCA CP24/10 and Chapter 5 of the PRA’s Occasional Consultation Paper) on consequential amendments to BTS 2016/2251. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
26 Apr 2024, 7:37 am
The deadline for responding to both discussion papers is 30 April 2024. 30 April 2024 – On 31 January 2024, the Prudential Regulation Authority published Consultation Paper CP3/24 setting out its proposal for a new statement of policy that will outline the PRA’s approach to the granting of rule permissions made under Section 138BA of the Financial Services and Markets Act 2023. [read post]
24 Apr 2024, 1:57 am
The BoE and PRA’s statutory objectives and approach to regulation The letter outlines the BoE’s and the PRA’s statutory objectives and secondary objectives, and explains that their focus is on understanding how to support the safe and responsible adoption of AI and ML in financial services from a macro-financial and prudential perspective, given the potential benefits – including driving innovation – that AI/ML could bring to firms. [read post]
