Search for: "PRUDENTIAL FINANCIAL"
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24 Mar 2013, 6:04 am
The Act gives the Bank of England macro-prudential responsibility for oversight of the financial system and day-to-day prudential supervision of financial services firms managing significant balance- sheet risk. [read post]
28 Sep 2011, 1:54 pm
The Australian Prudential Regulation Authority (APRA) is to be given prudential standards-making power for prudentially regulated superannuation entities. [read post]
3 Apr 2007, 6:32 am
Prudential Financial ; 2. [read post]
25 Jul 2012, 2:24 pm
Recent news reports that as of August 1 of this year, Prudential Financial Inc will stop selling group long-term care policies in all but five states. [read post]
26 Mar 2014, 6:02 am
Fei, attorneys in the Financial Institutions Group at Davis Polk & Wardwell LLP, and is based on a Davis Polk client memorandum; the full publication, including diagrams, tables, and flowcharts, is available here. [read post]
9 Jun 2014, 4:21 pm
“In my remarks this afternoon I will try to further the collaboration between corporate and financial law scholarship by suggesting how the nature of finance and financial regulation affects corporate governance and why, in turn, special corporate governance measures are needed as part of an effective prudential regulatory system. [read post]
16 Feb 2013, 9:51 am
The National LGBT Bar Association is pleased to partner with Prudential Financial, Inc. [read post]
6 May 2011, 5:44 pm
Contrast this with a ban on a risky financial service under the PMD. [read post]
24 Nov 2023, 7:18 am
On 24 November 2023, the PRA and FCA issued consultation papers on prudential assessment of acquisitions and increases in control. [read post]
13 Aug 2009, 6:15 am
While appealing in theory, these proposals have rarely gained traction because prudential supervision of FDIC insured banks has held up well in comparison to other financial sectors in the United States and against non-U.S. systems of prudential supervision. [read post]
20 Dec 2022, 7:54 am
The standard provides that unbacked cryptoassets and stablecoins with ineffective stabilisation mechanisms will be subject to a conservative prudential treatment. [read post]
20 Jan 2011, 10:22 am
First, using a post-financial crisis evolutionary interpretation of "for prudential reasons" in Article 1410.1 of NAFTA, it seems possible, although not certain, that “for prudential reasons” could include capital controls. [read post]
16 Feb 2022, 10:00 pm
New remuneration requirements under the UK investment firm prudential regime apply to Financial Conduct Authority–authorised investment firms’ performance periods beginning on or after 1 January 2022. [read post]
16 Feb 2022, 10:00 pm
New remuneration requirements under the UK investment firm prudential regime apply to Financial Conduct Authority–authorised investment firms’ performance periods beginning on or after 1 January 2022. [read post]
16 Feb 2022, 10:00 pm
New remuneration requirements under the UK investment firm prudential regime apply to Financial Conduct Authority–authorised investment firms’ performance periods beginning on or after 1 January 2022. [read post]
16 Feb 2022, 10:00 pm
New remuneration requirements under the UK investment firm prudential regime apply to Financial Conduct Authority–authorised investment firms’ performance periods beginning on or after 1 January 2022. [read post]
16 Feb 2022, 10:00 pm
New remuneration requirements under the UK investment firm prudential regime apply to Financial Conduct Authority–authorised investment firms’ performance periods beginning on or after 1 January 2022. [read post]
16 Feb 2022, 10:00 pm
New remuneration requirements under the UK investment firm prudential regime apply to Financial Conduct Authority–authorised investment firms’ performance periods beginning on or after 1 January 2022. [read post]
17 Dec 2021, 8:40 pm
On 16 December 2021, the European Banking Authority published final guidelines setting out how prudential supervisors, anti-money laundering and countering the financing of terrorism (AML/CFT) supervisors and financial intelligence units (FIUs) should cooperate and exchange information in relation to AML/CFT, in line with provisions laid down in the Capital Requirements Directive IV (CRD IV). [read post]
9 Jun 2015, 4:38 am
The OIGs found that the CFPB and prudential regulators were generally coordinating their regulatory oversight activities for federal consumer financial laws, consistent with Dodd-Frank and the May 2012 MOU among the CFPB and prudential regulators on coordination of activities with respect to larger institutions. [read post]
