Search for: "PRUDENTIAL FINANCIAL" Results 81 - 100 of 2,033
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
BBMs could usefully complement capital-based measures to mitigate particular climate-related financial risks. [read post]
27 Jan 2010, 11:11 am by buslawblogger
Chris Brummer has posted How International Financial Law Works (and How it Doesn't) on SSRN with the following abstract: The "Great Recession" has given way to a dizzying array of international agreements aimed at strengthening the prudential oversight and supervision... [read post]
12 Dec 2022, 9:31 am by Jochen Vester (UK)
In particular, the recommendation focuses on why this may support further growth in the significant risk transfer market in a prudent manner, by promoting the issuance of resilient securitisations without jeopardising financial stability. [read post]
13 Dec 2021, 8:40 pm by Simon Lovegrove (UK)
These amendments relate to changes to the prudential regulation of credit institutions and investment firms in the Financial Services Act 2021. [read post]
16 Nov 2008, 4:20 am
The Declaration of the G20 Leaders Summit on Financial Markets and the World Economy held on 15 November 2008 in Washington focusses on regulation, prudential oversight and risk management as key elements of globasl financial markets reform.UPDATE 18 November: Prime Minister's Press Conference [read post]
28 Oct 2022, 2:43 am by Anna Carrier (BE)
On 27 October 2022, the European Banking Authority(EBA) published the 2023 European Supervisory Examination Programme (ESEP) for Prudential Supervisors. [read post]
2 Oct 2007, 6:09 am
Prudential Financial, Inc. announced yesterday that one of its subsidiaries has filed a lawsuit against State Street & Trust Corp. and State Street Global Advisors over losses allegedly suffered by Prudential clients in two bond funds managed by State Street. [read post]
27 Dec 2011, 11:30 am by David Jacobson
The Australian Prudential Regulation Authority has released Prudential Standard APS 910 Financial Claims Scheme (APS 910) that implements some of the operational requirements of the Financial Claims Scheme (FCS) for authorised deposit-taking institutions. [read post]
For further updates on regulatory developments in the ESG space please visit our Financial Services Regulatory Developments in ESG hub. [read post]
26 Sep 2011, 12:43 pm by David Jacobson
The Australian Prudential Regulation Authority (APRA) has released a response paper and draft prudential standard for a third round of consultation on the implementation of the Financial Claims Scheme (FCS) for authorised deposit-taking institutions (ADIs). [read post]
4 Dec 2023, 7:38 am
Financial services firms regulated in the UK by both the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have long caused confusion, particularly in international financial services groups, with their complex regulatory pay structures and infamous bonus cap. [read post]
17 Apr 2008, 4:15 am
Now an African-American woman who was once a vice president at Prudential Insurance and then sued the company for racial bias as a Leeds Morelli client "is asking a federal judge to set aside an arbitration award, alleging her lawyers were given improper financial inducement to keep her claim and hundreds of others out of court. [read post]
15 Dec 2010, 2:12 am by Вихър Георгиев
Regulation (EU) No 1092/2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board Regulation 1092/2010 establishes European System of Financial Supervision (ESFS), bringing together the actors of financial supervision at national level and at the level of the Union, to act as a network. [read post]
22 Dec 2007, 10:00 pm
The package comprises a response paper and draft prudential standards and prudential practice guides. [read post]
9 Jul 2010, 3:55 am
On 30 June 2010, the UK's Financial Services Authority (FSA) and Financial Reporting Council (FRC) published a joint discussion paper (DP) entitled "Enhancing the auditor's contribution to prudential regulation". [read post]
20 Apr 2018, 1:18 pm by Gregory Dell
” In this case, the Plaintiff filed a Chapter 7 bankruptcy petition during the pendency of her claim with Prudential. [read post]
26 Jul 2007, 7:33 am
George D’Annunzio was hired to work as a part-time chiropractic medical director in the personal injury protection department of a Prudential Financial Unit in February of 2000. [read post]
10 Sep 2014, 5:34 am by Simon Lester
I don't know the financial services sector well enough to understand all the issues here, but one area critics have cited is the prudential exception. [read post]
On 22 October 2021, the Financial Conduct Authority (FCA) published a press release regarding Investment Firms Prudential Regime (IFPR) final rules. [read post]
27 Dec 2008, 12:20 pm
The Insurance Amendment Regulations 2008 deal with the practical operation of the Financial Claims Scheme (FCS) relating to claims by policyholders against insolvent insurers. [read post]