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6 Feb 2024, 3:30 am
Yesterday, the SEC’s Office of Chief Accountant Paul Munter released this statement on the recent increase in deficiency rates found in audit inspections and the role of the auditor and audit committee in ensuring high-quality audits. [read post]
24 Jan 2024, 9:03 pm
I’d like to thank the members of the SEC staff for their work on these final rules, including: Erik Gerding, Mellissa Duru, Betsy Murphy, Luna Bloom, Mark Saltzburg, Dennis Hermreck, Ted Yu, Tiffany Posil, Dan Duchovny, Shane Callaghan, Adam Turk, Kasey Levit, Lisa McCann, Lindsay McCord, Craig Olinger, Melissa Rocha, Ryan Milne, Cicely LaMothe, Jessica Kane, Mary Beth Breslin, Pamela Long, Asia Timmons-Pierce, Robert Errett, Sean Harrison, Jennifer Lopez Molina, Deegi Biteng, Michael Coco,… [read post]
31 Oct 2023, 3:30 am
The complaint also takes issue with internal controls over financial reporting, which SEC Chief Accountant Paul Munter warned companies about in August. [read post]
29 Aug 2023, 3:30 am
Last Friday, SEC Chief Accountant Paul Munter issued a statement cautioning management and auditors against taking a narrow approach in their risk assessments when evaluating the effectiveness of a company’s internal controls. [read post]
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
23 Aug 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
17 Aug 2023, 7:11 am
In an Investor Bulletin developed in conjunction with the Office of the Chief Accountant, the OIE advised investors not to place the same degree of reliance on these types of reports as they would on audited financial statements.The bulletin memorializes July 27 remarks by SEC Chief Accountant Paul Munter about the potential pitfalls of crypto assurance work, as previously reported in Securities Regulation Daily. [read post]
1 Aug 2023, 12:48 pm
The Securities and Exchange Commission staff office of the Chief Accountant has issued a statement by Paul Munter, Chief Accountant, overviewing the legal risks of accounting firms that run afoul of the antifraud provisions of federal securities laws. [read post]
24 Jul 2023, 4:11 am
It is said that the road to hell is paved with good intentions; and in keeping with that thought, the SEC's Chief Accountant has laid another cobblestone: The Potential Pitfalls of Purported Crypto “Assurance” Work by SEC Chief Accountant Paul Munterhttps://www.sec.gov/news/statement/munter-statement-crypto-072723 Introduction[1] Following the recent waves of scandal and insolvency in the crypto industry, there has been a renewed focus on the firms,… [read post]
22 Mar 2023, 9:36 am
By John Filar AtwoodThe SEC and PCAOB continue to observe problems with lead auditors’ use and supervision of the work performed by other auditors, and leading SEC Chief Accountant Paul Munter reinded auditors that their systems of quality control over personnel management and supervision of the audit engagement must include the work of other auditors. [read post]
22 Mar 2023, 2:39 am
On Friday, the SEC’s Chief Accountant, Paul Munter, issued a statement on the responsibilities of lead auditors to conduct high-quality audits when involving other auditors. [read post]
17 Feb 2023, 5:00 am
By John Filar AtwoodSEC Chief Accountant Paul Munter has urged the Financial Accounting Standards Board (FASB) to set goals that can improve its accounting standards in a timely manner. [read post]
16 Feb 2023, 9:01 pm
Miller, Alexander Bradford, and Michael Republicano in the Division of Investment Management; Megan Barbero, Meridith Mitchell, Malou Huth, Natalie Shioji, Cathy Ahn, Alice Wang, David Mendel, and Ted Weiman in the Office of the General Counsel; Jessica Wachter, Alexander Schiller, Daniel Deli, James McLouglin, and Robert Girouard in the Division of Economic and Risk Analysis; Christopher Mulligan, Susan Weis, Rachel Lavery, Keith Kanyan, Carrie O’Brien, and Carolyn O’Brien in the… [read post]
12 Jan 2023, 4:20 am
Yesterday, the SEC announced that Paul Munter has been appointed as the agency’s Chief Accountant. [read post]
12 Jan 2023, 4:15 am
In a featured program for that exhibit, I moderated a panel of current and former Staffers who worked in the Office of Chief Accountant that included: Paul Munter, SEC Chief Accountant; Joe Ucuzoglu, Chief Executive Officer, Deloitte US and former Senior Advisor to the SEC Chief Accountant; and Paul Beswick, EY Americas IFRS Leader and former SEC Chief Accountant. [read post]
11 Jan 2023, 8:06 am
The Securities and Exchange Commission today announced that Paul Munter has been appointed Chief Accountant. [read post]
21 Dec 2022, 6:30 am
–Paul Munter Acting Chief Accountant, SEC, October 2021 (more…) [read post]
21 Dec 2022, 6:30 am
–Paul Munter Acting Chief Accountant, SEC, October 2021 (more…) [read post]
9 Nov 2022, 11:15 pm
Acting Chief Accountant Paul Munter has issued a couple of statements on the topic, and the Division of Enforcement is casting a net for gatekeeper wrongdoing. [read post]
