Search for: "Paulson Investment Company, Inc." Results 1 - 20 of 41
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10 Jul 2023, 12:36 pm by Silver Law Group
(CRD# 15768), Paulson Investment Company LLC (CRD#:5670), and Aegis Capital Corp. [read post]
5 May 2023, 7:48 am by Silver Law Group
  Richard Logalbo   Cetera Investment Services LLC   MML Investors Services, LLC   Harold Ramsey   Paulson Investment Company LLC   Spartan Capital Securities, LLC   Michael Rosalia   SW Financial   Worden Capital Management LLC   Dana Vietor   CFD Investments, Inc. [read post]
27 Apr 2022, 6:04 am by Silver Law Group
ThinkEquity, which is a division of Fordham Financial Management, was the sole book-running manager for the offering with Paulson Investment Company acting as co-manager. [read post]
22 Sep 2021, 8:30 am by Silver Law Group
  Daniel Della Rosa   Corinthian Partners, LLC   Paulson Investment Company LLC   Morgan Engbrecht   Horace Mann Investors, Inc. [read post]
22 Feb 2021, 6:31 am by Staff Attorney
  From March 2016 until March 2017 Hain was registered with Paulson Investment Company LLC. [read post]
3 May 2020, 12:33 pm by Staff Attorney
Advisor Timothy Touloukian (Touloukian), currently employed by Paulson Investment Company LLC (Paulson Investment), has been subject to at least four customer complaints, two employment terminations for cause, four regulatory actions, and two judgement or tax liens during the course of his career. [read post]
31 Jan 2019, 7:31 am by Silver Law Group
Michael Patrick Nixon (CRD #216931) is a registered broker and investment advisor currently employed with Paulson Investment Company LLC (CRD #5670) of Tampa, Florida. [read post]
8 May 2018, 8:53 am by Silver Law Group
  Minish Joe Hede   Paulson Investment Company LLC   Roth Capital Partners, LLC   Raymond Woody Hooker   J.P. [read post]
4 Apr 2018, 7:38 am by Silver Law Group
  Kevin Richard Graetz  Paulson Investment Company LLC  Roth Capital Partners, LLC   Minish Joe Hede  Paulson Investment Company LLC  Roth Capital Partners, LLC   Shane Jason Kelly  LPL Financial LLC  Suntrust Investment Services, Inc. [read post]
22 Jan 2018, 4:18 pm by Kevin LaCroix
(here), in which the appellate court vacated the district court’s certification of a shareholder class in the securities class action lawsuit arising out of the investment company’s involvement in the creation and marketing of the infamous “built-to-fail” Abacus CDO. [read post]
17 Feb 2016, 4:11 am by David DePaolo
What if the parent company of Google, Alphabet, Inc., bought one of the biggest insurance companies in the world, AIG? [read post]
22 Jan 2016, 6:55 am by Adam Weinstein
From January 2010, until August 2011, Luftschein was associated with Paulson Investment Company, Inc. [read post]
18 Oct 2015, 6:43 am by Adam Weinstein
Jeffery entered the securities industry in 1992 with Paulson Investment Company, Inc until April 2012. [read post]
17 Oct 2015, 6:56 am by Adam Weinstein
From August 2010, until April 2012, Baudendistel was associated with Paulson Investment Company, Inc. [read post]
19 Jun 2015, 7:35 am by Adam Weinstein
From October 2007 until April 2012, Weindling was associated with Paulson Investment Company, Inc. [read post]
17 Sep 2014, 6:06 am by Adam Weinstein
According to Clark’s BrokerCheck, the broker was registered with Paulson Investment Company, Inc. from December 2008 through May 2009. [read post]