Search for: "Paulson Investment Company, Inc."
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10 Jul 2023, 12:36 pm
(CRD# 15768), Paulson Investment Company LLC (CRD#:5670), and Aegis Capital Corp. [read post]
5 May 2023, 7:48 am
Richard Logalbo Cetera Investment Services LLC MML Investors Services, LLC Harold Ramsey Paulson Investment Company LLC Spartan Capital Securities, LLC Michael Rosalia SW Financial Worden Capital Management LLC Dana Vietor CFD Investments, Inc. [read post]
27 Apr 2022, 7:02 am
His previous employers include Paulson Investment Company, Inc. [read post]
27 Apr 2022, 6:04 am
ThinkEquity, which is a division of Fordham Financial Management, was the sole book-running manager for the offering with Paulson Investment Company acting as co-manager. [read post]
22 Sep 2021, 8:30 am
Daniel Della Rosa Corinthian Partners, LLC Paulson Investment Company LLC Morgan Engbrecht Horace Mann Investors, Inc. [read post]
22 Feb 2021, 6:31 am
From March 2016 until March 2017 Hain was registered with Paulson Investment Company LLC. [read post]
25 Aug 2020, 2:26 am
How Paulson Investment Co. [read post]
25 Aug 2020, 2:26 am
How Paulson Investment Co. [read post]
3 May 2020, 12:33 pm
Advisor Timothy Touloukian (Touloukian), currently employed by Paulson Investment Company LLC (Paulson Investment), has been subject to at least four customer complaints, two employment terminations for cause, four regulatory actions, and two judgement or tax liens during the course of his career. [read post]
31 Jan 2019, 7:31 am
Michael Patrick Nixon (CRD #216931) is a registered broker and investment advisor currently employed with Paulson Investment Company LLC (CRD #5670) of Tampa, Florida. [read post]
3 Dec 2018, 9:27 am
This can involve Chinese companies buying or investing in foreign technology companies. [read post]
8 May 2018, 8:53 am
Minish Joe Hede Paulson Investment Company LLC Roth Capital Partners, LLC Raymond Woody Hooker J.P. [read post]
4 Apr 2018, 7:38 am
Kevin Richard Graetz Paulson Investment Company LLC Roth Capital Partners, LLC Minish Joe Hede Paulson Investment Company LLC Roth Capital Partners, LLC Shane Jason Kelly LPL Financial LLC Suntrust Investment Services, Inc. [read post]
22 Jan 2018, 4:18 pm
(here), in which the appellate court vacated the district court’s certification of a shareholder class in the securities class action lawsuit arising out of the investment company’s involvement in the creation and marketing of the infamous “built-to-fail” Abacus CDO. [read post]
17 Feb 2016, 4:11 am
What if the parent company of Google, Alphabet, Inc., bought one of the biggest insurance companies in the world, AIG? [read post]
22 Jan 2016, 6:55 am
From January 2010, until August 2011, Luftschein was associated with Paulson Investment Company, Inc. [read post]
18 Oct 2015, 6:43 am
Jeffery entered the securities industry in 1992 with Paulson Investment Company, Inc until April 2012. [read post]
17 Oct 2015, 6:56 am
From August 2010, until April 2012, Baudendistel was associated with Paulson Investment Company, Inc. [read post]
19 Jun 2015, 7:35 am
From October 2007 until April 2012, Weindling was associated with Paulson Investment Company, Inc. [read post]
17 Sep 2014, 6:06 am
According to Clark’s BrokerCheck, the broker was registered with Paulson Investment Company, Inc. from December 2008 through May 2009. [read post]