Search for: "People v. Cole Check Service, Inc."
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8 Dec 2021, 7:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
31 Dec 2019, 8:13 am
Consider updating service provider agreements – given the fund administrator and the auditor will maintain client personal information, managers may want to consider updating their agreements to include a representation from the service provider that it is in compliance with the CCPA regulations. [read post]
22 Dec 2020, 9:43 am
Last year, Cole-Frieman & Mallon hosted a well attended presentation and networking event with regulatory compliance firm Aspect Advisors. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
15 Dec 2017, 9:01 am
Our firm participated in a meeting with the SEC in November about custody issues for cryptocurrency managers and continues to engage with the SEC on this issue as well as work with the SEC and other service providers in this space to help lead the way to comply with SEC rules and regulations. **** Annual Compliance & Other Items: Annual Privacy Policy Notice. [read post]
15 Dec 2017, 9:01 am
Our firm participated in a meeting with the SEC in November about custody issues for cryptocurrency managers and continues to engage with the SEC on this issue as well as work with the SEC and other service providers in this space to help lead the way to comply with SEC rules and regulations. **** Annual Compliance & Other Items: Annual Privacy Policy Notice. [read post]
8 Dec 2021, 11:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
4 Feb 2012, 10:04 am
HUMAN SERVICES ASSOCIATES, INC., VISIONQUEST NATIONAL, LTD., and MORGAN LEE BROWN Appellees. 5th District.Wrongful death -- Medical malpractice -- Causation -- Evidence offered supporting finding that doctor was negligent in failing to intubate deceased and more likely than not, had deceased been intubated, she would have survived -- Trial court erred in denying hospital's motion for directed verdict which alleged that plaintiff failed to prove that any negligence by… [read post]
12 Nov 2015, 11:30 am
Cole, 15-274. [read post]
26 Oct 2020, 11:18 am
[xxiv] More than 11,000 people contributed over $150 million to the organization. [read post]
9 Oct 2015, 12:15 pm
Cole, 15-274, by a five-to-four vote. [read post]
24 May 2023, 6:37 am
” The indictment and its accompanying “statement of facts” accuse Trump of orchestrating a “catch and kill” scheme with his fixer Michael Cohen, American Media, Inc. [read post]
11 Jan 2023, 9:51 am
By Atreya Mathur “By far, the greatest danger of Artificial Intelligence is that people conclude too early that they understand it. [read post]
4 Aug 2019, 1:26 pm
., published by CDC, revealed that pork meat was the second most important source of foodborne Salmonella outbreaks.[6] In pork meat, pigs and swine, and the swine farm environment, the prevalence of Salmonella is 39.6%, 17.7%, and 7.9%, respectively.[7] Cargill, Inc., the largest private corporation in the United States,[8] has been implicated in several Salmonella outbreaks, particularly in ground beef and turkey products. [read post]
7 Jul 2023, 1:03 pm
Justin Hendrix, Justin Cole, Margaret Shields and Nicholas Tonckens, Timeline: Rep. [read post]
