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24 Mar 2024, 9:01 pm by renholding
Today, Columbia is honoring Jack Coffee, a leader of securities law scholarship and policy. [read post]
22 Jan 2024, 9:01 pm by renholding
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
28 Sep 2023, 9:02 pm by Josephine A. Phillips
The Office emphasized that this change is needed in light of the landmark Obergefell v. [read post]
29 Jun 2023, 10:26 am by Geoff Schweller
Currently, as ruled by the Supreme Court in Digital Realty Trust, Inc. v. [read post]
3 May 2023, 9:03 pm by renholding
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]
24 Apr 2023, 9:01 pm by renholding
Nevertheless, the Policy Statement will be published in the Federal Register, and comments may be submitted until July 3, 2023.[5] BACKGROUND The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”)[6] makes it unlawful for any covered person or service provider to engage in any unfair, deceptive, or abusive act or practice.[7] The Dodd-Frank Act also provides the CFPB with rulemaking authority to define and prevent unfair,… [read post]
19 Oct 2022, 4:43 am by jonathanturley
In the recent Dodd decision, the Court expressly rejected abortion as one of those rights. [read post]
  For good measure, the complaint throws in a reference to the Supreme Court’s recent ruling in West Virginia v. [read post]
19 Sep 2022, 1:34 pm by Michael Gordon
  On May 9, 2022, a Fifth Circuit panel heard oral argument in Community Financial Services Association v. [read post]
7 Jul 2022, 11:30 am by Alan S. Kaplinsky
Supreme Court’s decision on June 30, 2022 in West Virginia v. [read post]