Search for: "Phillips v. Securities and Exchange Commission" Results 41 - 60 of 68
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13 Sep 2023, 9:05 pm by renholding
In a new article, we examine these questions in the context of the Securities and Exchange Commission’s lawsuits involving crypto assets. [read post]
29 Jul 2017, 5:32 pm by Wolfgang Demino
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
6 Aug 2009, 6:51 am
SEC Plans The Securities and Exchange Commission plans to weigh in this week on an investor lawsuit against Joseph Collins, Refco Inc.'s former outside lawyer, and his law firm, Mayer Brown LLP, said Salvatore Graziano, a lawyer at Bernstein Litowitz Berger & Grossmann LLP in New York representing the plaintiffs. [read post]
24 May 2012, 6:51 am
High frequency trading is spreading from securities to other markets like futures, currencies, derivatives, and debt instruments and to the overseas exchanges. [read post]
26 Jun 2017, 4:17 pm by Amy Howe
The company argued that his claims could not go forward because he had not complained to the Securities and Exchange Commission, as the Dodd-Frank Act’s definition of “whistleblower” requires. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
4 Nov 2013, 9:46 am by Jane Chong
And there are legitimate parallels between the vehicle safety crisis of the 1960s and today’s software security conundrum. [read post]
14 May 2012, 4:33 am by INFORRM
On 8, 9 and 10 May 2012 Supreme Court heard the appeal in the phone hacking privilege against self-incrimination case of Phillips v Mulcaire. [read post]
3 Apr 2020, 6:03 am
Securities and Exchange Commission, on Saturday, March 28, 2020 Tags: Broker-dealers, COVID-19, Disclosure, Engagement, FSOC, Investment advisers, Investor protection, SEC, Securities regulation, Systemic risk, Virtual meetings Non-U.S. [read post]
17 Aug 2022, 5:00 am by Svetlana S. Gans and Natalie Hausknecht
The Federal Trade Commission (FTC) launched one of the most ambitious rulemakings in agency history Aug. 11, with its 3-2 vote to initiate Advance Notice of Proposed Rulemaking (ANPRM) on commercial surveillance and data security. [read post]
1 Nov 2009, 8:58 pm
” [33] However, due to the fact that the Tribune Company filed separately from the Chicago Cubs organization, the team should be clear from such action. [34] V. [read post]
21 May 2012, 4:54 am by INFORRM
Brighton Festival (Brighton Dome, Corn Exchange). 30 May, 9am – 7.30pm: Conference: ‘After phone hacking, what next? [read post]
1 Aug 2022, 12:11 pm by INFORRM
Channel 4 has announced that it has commissioned a Docu-drama of the case. [read post]
9 Dec 2018, 9:35 pm by Domenic Powell
Francisco lists a variety of agencies—including the Securities and Exchange Commission and the Consumer Product Safety Commission—that issue rules that Congress has chosen to make it a crime to violate. [read post]
25 Oct 2013, 1:50 am by Nietzer
Although one was beloved and one was reviled, they both were innovators so today I will look at five trends in both Foreign Corrupt Practices Act (FCPA) compliance programs and Department of Justice (DOJ) and Securities and Exchange Commission (SEC) enforcements. [read post]
In the Supreme Court, I’ll take Kennedy (Kennedy v The Charities Commission [2014] UKSC 20) for several reasons. [read post]