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14 Aug 2017, 9:04 am
This analysis will then be considered by the Prudential Regulation Committee and Financial Policy Committee, and it is expected that such committees will reach a view in the autumn. [read post]
26 Oct 2011, 6:04 am
ERISA and the Code generally prohibit fiduciary investment advisors from receiving compensation from the investment vehicles that they recommend to plan participants and beneficiaries and IRA holders except under very limited conditions. [read post]
16 Sep 2014, 8:36 pm
The menu of options open to the employees is chosen by the plan’s investment committee, supervised by the plan manager. [read post]
20 Jan 2014, 11:40 am
The NIRPC Transportation Policy Committee and full board could take a vote as soon as March or April on including the Cline Avenue Bridge in its 2040 Comprehensive Regional Plan and its shorter-term Transportation Improvement Plan, Evers said. [read post]
1 Sep 2011, 5:53 am
If your employer refuses, perhaps a committee of employees would have more clout. [read post]
5 Feb 2024, 10:00 pm
Watch now » Related Content Investment Committee Issues for Defined Contribution Plans Recognize that, in determining a proper benchmark, a plan’s investment committee should try to select an index with attributes similar to the asset in question. [read post]
17 May 2023, 12:10 pm
The Committee plans to continue to follow developments in this space as both the industry and the government’s regulatory approach develop. [read post]
25 Mar 2010, 4:22 am
Appearing before the space subcommittee of the House Science and Technology Committee yesterday, former Lockheed Martin executive Tom Young, a veteran of a number of space-related committees and reviews in the last decade, described his issues with the NASA budget proposal. [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
The plan is to have the committee provide advice on: Capital raising through private placements and public securities offerings. [read post]
29 Apr 2024, 7:55 am
Perkins, CEO of Hatteras, and audit committee members and directors Gregory S. [read post]
10 Nov 2009, 6:16 am
Since the legislation is part of the Obama Administration's regulatory reform plan and a senior Banking Committee member, Senator Jack Reed (D-RI), introduced an investment adviser registration bill earlier this year, the chances of a version of it reaching the Senate floor - most likely next year - are good. [read post]
Peter Madoff 10 Sentence For Defrauding ERISA Plans Reminder Manage Plan Investment Responsibilities
27 Dec 2012, 3:45 am
The actions and performance of parties investing in plan assets and their investment performance must be reviewed and monitored prudently. [read post]
18 May 2010, 9:57 am
The Economic and Monetary Affairs Committee approved the Alternative Investment Fund Managers Directive with improvements in transparency and risk reduction. [read post]
6 Mar 2023, 7:52 am
”However, “based upon how crypto trading and lending platforms generally operate, investment advisers cannot rely on them today as qualified custodians,” Gensler said. [read post]
31 Dec 2020, 7:08 am
” (Chairman Jay Clayton, Remarks at Meeting of the Asset Management Advisory Committee). [read post]
27 Apr 2016, 8:58 am
<> 2016 Asian Carp Action Plan Released - The Asian Carp Regional Coordinating Committee (ACRCC) announced the release of the 2016 Asian Carp Control Action Plan -- formerly called the Asian Carp Control Strategy Framework, the document outlines the strategic and coordinated actions federal, provincial, state and local partners are taking to stop the introduction, spread and establishment of Asian carp … [read post]
27 Apr 2016, 8:58 am
<> 2016 Asian Carp Action Plan Released - The Asian Carp Regional Coordinating Committee (ACRCC) announced the release of the 2016 Asian Carp Control Action Plan -- formerly called the Asian Carp Control Strategy Framework, the document outlines the strategic and coordinated actions federal, provincial, state and local partners are taking to stop the introduction, spread and establishment of Asian carp … [read post]
26 Oct 2020, 2:25 pm
Make sure your notes and plan fiduciary committee minutes explicitly say so. [read post]
20 Jul 2017, 5:11 pm
The employer is a fiduciary to the plan along with employees who individually serve as trustees or members of the plan’s investment or retirement committee. [read post]
20 Jul 2017, 5:11 pm
The employer is a fiduciary to the plan along with employees who individually serve as trustees or members of the plan’s investment or retirement committee. [read post]
