Search for: "Prime Financial, Incorporated" Results 61 - 80 of 281
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10 Feb 2012, 1:30 pm by WIMS
Furthermore, did the Department employees who selected Cardno Entrix have personal financial conflicts of interest? [read post]
9 Dec 2009, 6:55 am by Heather Young
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
1 Apr 2009, 5:35 am
In addition, since one mechanism through which the failure of a systemically important hedge fund or cluster of hedge funds would be transmitted to the broader financial system is through its counterparties, regulators must develop and monitor common metrics to assess the significant exposures of counterparties, including prime brokers for hedge funds.Particular consideration should be given to the potential for the shadow banking system and for leveraged institutions such as hedge… [read post]
30 Nov 2017, 4:00 am by Hayley Evans, Shannon Togawa Mercer
Financial Intelligence Unit (UKFIU) received 2,096 requests from international partners for financial intelligence. [read post]
19 Mar 2013, 6:21 pm by Larry Catá Backer
On March 15, 2013 Prime Minister Abe, in what was described as an impassioned televised address, announced that Japan would join the TPP. [read post]
24 Nov 2021, 10:24 am by Cristina Wendel
Farms and ranches otherwise remain exempt from the provisions of the OHS Code.Work sites with 20 or more workers still require a health and safety committee, but the legislation will now calculate this number based on workers who are “regularly employed” and excludes volunteers or others not receiving financial compensation from the calculation. [read post]
24 Nov 2021, 1:01 pm by Cristina Wendel
Farms and ranches otherwise remain exempt from the provisions of the OHS Code.Work sites with 20 or more workers still require a health and safety committee, but the legislation will now calculate this number based on workers who are “regularly employed” and excludes volunteers or others not receiving financial compensation from the calculation. [read post]
6 Nov 2020, 7:08 am by Shannon O'Hare
In the aftermath of the last financial crisis, a large number of non-performing loan (“NPL”) portfolio sales came to the market as Irish banks were tasked with either cleaning up their balance sheets or deciding to withdraw from the Irish lending market. [read post]
28 Jul 2021, 3:15 pm by Michael O'Brien and Aaron Levy
The practice covers swaps, repurchase agreements, futures, prime brokerage, and securities lending agreements, among other types of transactions. [read post]
28 Jul 2021, 3:15 pm by Michael O'Brien and Aaron Levy
The practice covers swaps, repurchase agreements, futures, prime brokerage, and securities lending agreements, among other types of transactions. [read post]
26 Jun 2009, 12:26 pm
A harsh lesson of the crisis occurred when a significant number of hedge funds sought to pull securities and funds from their prime brokers, contributing to uncertainty and the destabilization of the financial system. [read post]
9 May 2017, 12:27 pm by Melissa Jacoby
Eligibility: PROMESA did not adopt the municipal bankruptcy eligibility test wholesale, although it incorporated parts. [read post]
31 Jan 2008, 4:03 pm
Calabasas based Countrywide Financial said in a statement that it investigated each of Zachary's claims and found them to be meritless. [read post]
5 May 2013, 11:01 am by Sai Vinod
The latest report addresses two main issues concerning the Board; office space and financial requirements. [read post]
10 Dec 2018, 12:47 pm by Kenneth Propp
 Indeed, in areas like financial services, it will be critically important for the U.K. to ensure that London-based banks are able to continue doing business across Europe. [read post]
5 Jan 2015, 8:47 am by Eric Goldman
The real facts here involved two different sound recordings of a Swatch company conference call where company executives discussed year-end financial figures with a few hundred investors and analysts. [read post]