Search for: "Principal Financial Group, Inc.,"
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4 May 2024, 8:31 pm
” Its announcement quotes Principal Deputy Assistant Attorney General Brian M. [read post]
29 Apr 2024, 9:05 pm
’s principal shareholders. [read post]
7 Apr 2024, 9:05 pm
”[4] More bluntly, the law allows for some profits to be “sacrificed” for moral or legal reasons under broad standards of managerial discretion, such as the business judgment rule for corporations.[5] However, this legal reality has not stopped many professors in law and business schools from teaching economic models – often highly stylized in the language of financial mathematics – that take profit maximization as a foundational assumption.[6] Too often, this… [read post]
26 Mar 2024, 12:13 pm
The post Principal Securities Lawsuit Alleges Churning appeared first on The White Law Group. [read post]
26 Mar 2024, 2:38 am
The Claimants were successful on appeal to the Court of Appeal and, thereafter, the Bank appealed to the Supreme Court in February 2017 (Akers and others v Samba Financial Group [2017] UKSC 6). [read post]
The Cost Corner: Government Contracts Cost and Pricing – Compensation for Personal Services (Part I)
29 Feb 2024, 2:29 pm
Sixth, the Compensation Cost Principle requires “special consideration” of compensation costs for certain individuals.[25] Such individuals include owners of closely held corporations, members of limited liability companies, partners, sole proprietors, or members of their immediate families, and persons who are contractually committed to acquire a substantial financial interest in the contractor’s business.[26] Compensation for those individuals must be reasonable for the… [read post]
30 Jan 2024, 9:50 am
Grace & Company, Inc., Alvin H. [read post]
30 Jan 2024, 4:00 am
Ethan Jerry Mings is a facilitator mediator and President of The Desk Consulting Group Inc. [read post]
15 Jan 2024, 9:01 pm
AIM Immunotech Inc., et al. [read post]
12 Jan 2024, 5:48 am
Fourth, from 2019 to 2020, RDx marketer Seaworthy Recovery Services Inc. allegedly paid thousands of dollars in kickbacks to one or more principals of certain substance abuse recovery centers to induce their referrals to RDx for laboratory testing. [read post]
18 Dec 2023, 2:48 pm
His experience and expertise in the field will greatly contribute to the success and growth of our Funds practice group. [read post]
17 Dec 2023, 7:51 am
First up is Bridgeport Music, Inc. for the period January 1, 2021, through December 31, 2023. [read post]
13 Dec 2023, 11:00 pm
Lightstone Value Plus REIT II, Inc. [read post]
7 Dec 2023, 2:06 pm
Todd Lesk And MJ Strucutured Annuities Settlements, Inc. [read post]
30 Nov 2023, 1:58 pm
His previous employers include Sagepoint Financial, Inc. [read post]
28 Nov 2023, 9:53 am
“The department is committed to preventing illegal financial relationships that undermine the integrity of our public health care programs. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
17 Oct 2023, 7:25 am
Brokers-Dealers That Recommended Northstar Northstar Financial Services (Bermuda) was sold by many broker-dealers, including: Ankoh Investment Services, Inc. [read post]
11 Oct 2023, 8:10 am
“Healthcare providers that pursue patient referrals through illegal kickbacks and other unlawful financial arrangements will be held accountable,” said Principal Deputy Attorney General Brian M. [read post]
