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9 May 2024, 7:00 am
Dist., 393 US 503, 505-07 [1969]). [read post]
9 May 2024, 7:00 am
Dist., 393 US 503, 505-07 [1969]). [read post]
18 Apr 2024, 9:01 pm
As is customary, my remarks this afternoon are in my official capacity as SEC Enforcement Director, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
8 Apr 2024, 12:36 am
By Irina Strelkovskaya Background Yulia Tsvetkova is an artist and LGBTQ+ and women’s rights activist from Komsomolsk-on-Amur, in the Far East of the Russian Federation. [1] In 2018, Tsvetkova began her activism and opened a city community center for civic initiatives, where she hosted weekly lectures, called “Living Library” sessions, to support groups for schoolchildren and mothers. [2] Also, in 2018, Yulia and her mother, Anna Khodyreva, organized a theater studio for… [read post]
3 Apr 2024, 9:01 pm
By hearing about issues significant to the Enforcement program, you all are better able to counsel your clients. [read post]
6 Mar 2024, 9:56 am
In July 2015, she left active practice to become Vice President of International Medical Programs of The Outreach Program. [read post]
15 Feb 2024, 9:01 pm
It is already being used for call centers, account openings, compliance programs, trading algorithms, sentiment analysis, and more. [read post]
14 Nov 2023, 5:29 am
Greg Lambert 3:07 Thank you. [read post]
6 Nov 2023, 9:05 pm
The SEC’s Whistleblower Program: The Successful Early Years, September 14, 2016. [read post]
9 Oct 2023, 6:32 am
Companies, including SRCs, with a December 31 fiscal year-end need not provide this disclosure until their first election of directors after December 31, 2024. [read post]
9 Oct 2023, 6:32 am
Companies, including SRCs, with a December 31 fiscal year-end need not provide this disclosure until their first election of directors after December 31, 2024. [read post]
17 Sep 2023, 8:40 am
Marlene Gebauer 6:15 Absolutely. [read post]
13 Sep 2023, 6:00 am
Certain interlocking directorates were condemned even without proof of anticompetitive effect. [read post]
9 Aug 2023, 9:02 am
”[6] The competition issues associated with generative AI may be as endless as the possibilities and ideas that the technology creates. [read post]
6 Aug 2023, 9:01 pm
In the Adopting Release, the SEC noted that growing economic concerns surrounding the COVID-19 pandemic in March 2020 led investors to reallocate their assets into cash and short-term government securities, though the SEC cited few examples of MMFs that approached or breached the 30% liquid assets threshold during this period.[5] As discussed in a report (the “PWG Report”) issued in December 2020 by the President’s Working Group on Financial Markets, prime and tax-exempt MMFs,… [read post]
26 Jul 2023, 9:01 pm
”[6] “[A]ny new disclosure requirements [need only] be ‘necessary or appropriate in the public interest or for the protection of investors. [read post]
19 Jul 2023, 9:05 pm
Record-setting global average high temperatures, deadly heatwaves and flooding, and choking smoke in many places this summer reinforce this urgency.[6] Scientists are alarmed that this year the temperature of the surface of the oceans has reached levels that are much higher,[7] and the extent of Antarctic sea ice is much lower,[8] than ever previously recorded. [read post]
18 Jul 2023, 9:01 pm
In finance, AI already is being used for call centers, account openings, compliance programs, trading algorithms, sentiment analysis, and more. [read post]
19 Jun 2023, 5:26 am
” [17] Even though the director of the British Museum visited Nigeria in 2018 to discuss the new opportunities for sharing and displaying objects from the Kingdom of Benin in Nigeria, the British Museum hasn’t returned any of the Benin Bronzes.[18]The British Museum’s cautious approach is primarily due to its cultural internationalist perspective on repatriation. [read post]
24 May 2023, 9:17 am
They underscore the necessity of a confidential reporting mechanism and internal investigations in any compliance program. [read post]
