Search for: "Provident Royalties, LLC"
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27 Oct 2011, 12:30 pm
The small broker-dealer is the 20th financial firm that sold Provident Royalties private placements to either leave the brokerage business or announce its intentions to depart. [read post]
28 Oct 2011, 6:26 am
Productions, LLC v. [read post]
19 Mar 2010, 7:07 am
Today the Financial Industry Regulatory Authority (FINRA) announced that it has expelled Provident Asset Management, LLC, the affiliate broker-dealer of Provident Shale Royalties that marketed the fraudulent Ponzi scheme private placement investments. [read post]
22 Feb 2024, 6:56 am
The Fifth Circuit’s uncertainty centered around the Texas Supreme Court’s decision in BlueStone Natural Resources II, LLC v. [read post]
14 Aug 2019, 7:30 am
Kerr McGee Oil & Gas Onshore, LLC, 291 Fed.Appx 626, 2008 WL 4155830 (5th Cir. 2008). [read post]
19 Mar 2010, 7:07 am
Today the Financial Industry Regulatory Authority (FINRA) announced that it has expelled Provident Asset Management, LLC, the affiliate broker-dealer of Provident Shale Royalties that marketed the fraudulent Ponzi scheme private placement investments. [read post]
22 Dec 2015, 6:40 am
" Prism Technologies, LLC v. [read post]
22 Mar 2012, 11:33 am
Productions, LLC v. [read post]
12 Mar 2021, 1:55 pm
Very often, the printed lease will provide for deduction of post-production costs from royalties due to the mineral owner by providing that royalties shall be calculated “at the well”. [read post]
3 Jul 2013, 10:05 am
Summit 6 LLC v. [read post]
20 Oct 2011, 7:17 am
Another small broker-dealer has been driven out of the business by litigation costs resulting from the sale of allegedly fraudulent private placements in the oil and gas sectors for Provident Royalties LLC, according to a report from Investment News. [read post]
19 Apr 2010, 10:31 pm
The Massachusetts Securities Division is requesting information from six broker-dealers regarding the sales of two private-placements that were marketed by Provident Royalties, LLC and Medical Capital Holdings Inc. [read post]
19 Jan 2012, 9:09 am
Lawrence (Moderator),CNH America LLC > John B. [read post]
8 Jun 2020, 9:57 am
II, LLC v. [read post]
21 Aug 2010, 7:25 am
” This summary was provided by Kevin F. [read post]
7 Dec 2015, 10:24 am
While such a calculation captures the cost of the physical product, it provides no indication of its actual value” (CSIRO, 2014 WL 3805817 at *11). [read post]
20 May 2011, 11:22 am
May 17,2011)( Download J P TURNER) in which the federal district court dismissed all claims brought by investors in Provident Royalties LLC... [read post]
23 Mar 2010, 12:03 pm
Massachusetts securities regulator William Galvin yesterday issued subpoenas to six brokerage firms concerning sales of participations in private placements marketed by Medical Capital Holdings Inc. and Provident Royalties LLC, seeking information on due diligence efforts, suitability data and promotional materials.... [read post]
1 Jul 2021, 12:40 pm
II, LLC v. [read post]
19 Jan 2012, 1:53 pm
Both Medical Capital and Provident Royalties were charged with fraud by the Securities and Exchange Commission (SEC) in 2009. [read post]
