Search for: "Public Investors Arbitration v. SEC"
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23 Jun 2009, 4:31 am
Attorneys for the Public Investors Arbitration Bar Association (PIABA) recently submitted a proposal to the SEC to eliminate the requirement that a securities industry arbitrator sit in on all public investor cases arbitrated before the Financial Industry Regulatory Authority (FINRA) in which the amount in controversy exceeds $100,000.00. [read post]
26 Dec 2017, 3:53 pm
Continue reading The post Investors in American Finance Trust May Have Arbitration Claims appeared first on Investor Lawyers Blog. [read post]
19 Jan 2012, 12:45 am
In its January 10, 2012 opinion in CompuCredit v. [read post]
16 Feb 2022, 12:32 pm
Supreme Court case, Shearson/American Express v. [read post]
6 Aug 2010, 5:00 am
See Shearson/American Express, Inc. v. [read post]
31 Mar 2013, 12:09 pm
” See PIABA v. [read post]
16 Jul 2012, 11:49 am
After the Dodd-Frank was enacted, the SEC began accepting comments concerning mandatory pre-dispute arbitration agreements from the public. [read post]
16 Jul 2012, 11:49 am
After the Dodd-Frank was enacted, the SEC began accepting comments concerning mandatory pre-dispute arbitration agreements from the public. [read post]
29 Jun 2023, 10:26 am
“The SEC Whistleblower Reform Act reflects a bipartisan consensus that a strong whistleblower program benefits investors, companies and the public,” writes Lee in her piece. [read post]
26 Sep 2016, 12:09 pm
The SEC alleges that Craig V. [read post]
20 Apr 2010, 7:28 am
The recent RaceTrac v. [read post]
25 Apr 2019, 8:07 am
Cal. 2018); SEC v. [read post]
13 May 2020, 8:24 am
The company is also facing an SEC investigation, is the subject of a class action lawsuit, and is conducting an investigation into possible wrongdoing by CEO Michael V. [read post]
30 Nov 2012, 2:24 pm
The Supreme Court’s justices apparently remain adamant that states cannot impose their own ideas regarding public policy on arbitration agreements. [read post]
24 Apr 2012, 3:45 am
See, for instance, FINRA Code of Arbitration Procedure, sec. 12204. [read post]
12 Feb 2010, 10:17 am
Congress recognized private securities litigation as andquot;an indispensable tool with which defrauded investors can recover their losses without having to rely upon government actionand#39; and consequently, such lawsuits and#39;promote public and global confidence in our capital markets and help to deter wrongdoing and guarantee that corporate officers, auditors, directors, lawyers and others properlyandnbsp;andnbsp;perform their jobs.andquot; The Securities and Exchange… [read post]
25 Aug 2011, 9:10 am
Free Consultation. (877) SEC-ATTY. andnbsp; [read post]
17 Feb 2012, 9:51 pm
In Marmet Health Care Center, Inc. v. [read post]
13 Nov 2012, 11:54 am
Sec. [read post]
21 May 2010, 1:26 pm
Many investment advisers, such as SEC registered Investment Adviser Fisher Investments, use a boilerplate JAMS commercial arbitration clause in their Account Agreements (“LOA”) with customers that include a Delaware choice-of-law provision. [read post]
