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3 Apr 2018, 8:33 am by Iona Wright
On 28 March 2018, the European Securities and Markets Authority updated its Q&As on prospectus related issues to include a new Q&A on profit forecasts. [read post]
25 Oct 2007, 6:10 pm
(Hat tip to Volokh Conspiracy Blog) Q: So how easy is it to get a job as a law professor? [read post]
The updated Q&As contain: an amended Q&A on the procedure for financial counterparties and non-financial counterparties to notify that they exceed or no longer exceed clearing thresholds; an amended Q&A on the responsibility for the status of counterparties; an amended Q&A on the clearing obligation; a new Q&A on the clearing start date for ‘category 3 and 4’ (see articles 4a and 10 of EMIR); an amended Q&A on… [read post]
7 Mar 2012, 3:00 am by Tomiko Brown-Nagin
Q: Unlike a lot of your earlier work, this volume is partially synthetic: you reference reading and profiting from the works of a great many other scholars. [read post]
20 Dec 2022, 7:57 am by Simon Lovegrove (UK)
Q&As on MiFID II and MiFIR market structure topics [read post]
13 Feb 2009, 2:32 pm
  He took some time today for this Q & A: Q:  Have you been surprised at the progress of your bill this session following several years of stalemate? [read post]
New Q&As have been added on the calculation of leverage; and the Market Abuse Regulation. [read post]
9 Aug 2007, 2:16 pm
S7-22-99] RIN 3235-AH83 Audit Committee Disclosure The Securities and Exchange Commission is adopting new rules and amendments to its current rules to require that companies’ independent auditors review the companies’ financial information prior to the companies filing their Quarterly Reports on Form 10-Q or Form 10-QSB with the Commission… Usana admitted today in its 10-Q filing that it had not retained new auditors. [read post]
22 Jul 2020, 6:41 pm by Kelly
The post Taxes From A To Z 2020: Q Is For Qualified Appraisal appeared first on Taxgirl · Tax news, tax info, and tax policy. [read post]
31 Mar 2021, 8:50 pm by Imogen Garner (UK) and Iona Wright (UK)
On 30 March 2021, the European Securities and Markets Authority (ESMA) updated its Q&As on the application of the UCITS Directive. [read post]
7 Feb 2018, 9:17 am by Mark Chalmers
View ESMA updates its CSDR Q&As, 6 February 2018 [read post]
31 Mar 2021, 8:50 pm by Iona Wright (UK) and Imogen Garner (UK)
ESMA has added two new Q&As on ESMA’s guidelines on performance fees in UCITS and certain types of alternative investment funds. [read post]
2 Oct 2018, 4:42 am by Charlotte Henry (UK) and Luke Rodgers
Three new Q&As have been added relating to the delayed disclosure of inside information under Article 17(5) of the MAR, which can be found on pages 13 – 15 of the Q&As. [read post]
31 Jan 2019, 2:44 am by Luke Rodgers
The updated Q&A includes a new Q&A at 4.5, on the scope of application of the Commission Delegated Regulations adopted under the BMR. [read post]
29 Mar 2011, 5:52 pm by Gerardo Chagollan
por eso acudo con ustdes para ver si me pueden acosejar sobre q hacer yo no ... [read post]
29 Feb 2008, 10:56 pm
US News and World Report has this new piece, headlined "The Impact of Releasing Crack Offenders,"  that includes a Q&A with Judge Reggie Walton. [read post]
18 Feb 2022, 7:27 am by jeffreynewmanadmin
The SEC’s complaint https://www.sec.gov/litigation/complaints/2022/comp-pr2022-29.pdf alleges that, from at least 2017 through February 2021, Velissaris engaged in a fraudulent scheme to overvalue assets held by the Infinity Q Diversified Alpha mutual fund and the Infinity Q Volatility Alpha private fund. [read post]
1 Apr 2021, 8:50 pm by Georgia Karamani (UK)
On 31 March 2021, the European Securities and Markets Authority updated its Q&As on the Central Securities Depositories Regulation (CSDR). [read post]