Search for: "RBS Securities, Inc."
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6 Jul 2011, 10:11 pm
• First NLC Financial Services • Wilmington Finance Inc. [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
18 Apr 2011, 9:57 am
Supreme CourtMatrixx Initiatives, Inc. v. [read post]
2 Feb 2014, 10:06 pm
US Airways, Inc. v. [read post]
26 Feb 2017, 12:35 pm
The RB Energy Inc. case settled for $0.4 million, all of which is to be paid to class counsel. [read post]
16 Aug 2016, 7:52 am
RBS Securities, Inc., August 15, 2016, Nelson, D.W.). [read post]
2 Jan 2014, 9:15 am
RBS Securities Inc.Case number: 13-cv-01643 (United States District Court for the District of Connecticut)Case filed: November 7, 2013Qualifying judgment/order: November 25, 2013 12/20/2013 03/20/2014 2013-115 SEC v. [read post]
29 Feb 2016, 4:43 pm
Nomura Holding Am., Inc., 104 F. [read post]
29 Mar 2016, 6:53 am
The court also declined to hear a petition brought by RBS Securities Inc., asking whether the Fifth Circuit erred in concluding that the FIRREA extender provision preempts state statutes of repose. [read post]
6 Dec 2011, 3:00 pm
RBS Securities, Inc.Selective Insurance Group, Inc.Standard & Poor's, LLCTIAA-CREFTransatlantic Reinsurance CompanyTyco InternationalWellCare Health Plans, Inc.York Capital ManagementZurich Questions? [read post]
6 Feb 2015, 7:22 am
The Financial Industry Regulatory Authority (FINRA) recently sanctioned brokerage firm WFG Investments, Inc. [read post]
6 Apr 2010, 1:58 am
In addition to the ruling in the Merrill Lynch case, in a March 30, 2010 order (here), Southern District of New York Judge Robert Patterson granted the motion of defendant Morgan Stanley to dismiss the individual action Ashland Inc. and related entities had filed against the company, alleging securities violations in connection with the plaintiffs’ purchase of over $66 million of auction rate securities. [read post]
23 Jun 2009, 12:00 pm
Northern District of Georgia MDL No. 2035, In re RBS WorldPay, Inc., Customer Data Security Breach Litig. [read post]
8 Sep 2015, 6:48 am
RBS Securities Inc., August 28, 2015).FIRREA Extender Statute. [read post]
3 Dec 2018, 11:27 am
Already, settlements have been reached with RBS NV, UBS (UBS), and BNP Paribas. [read post]
26 Mar 2010, 12:39 am
As noted above, the claim acquired by RBS is by far the largest claim transferred in Old GM's bankruptcy to date according to court records; in fact, it is far larger than all other transferred claims combined. [read post]
19 Oct 2010, 10:56 am
., RBS Securities and WestLB Securities Inc. [read post]
1 Jun 2009, 9:00 pm
And CardSystems' auditor, Savvis Inc, had just given them a clean bill of health three months before. [read post]
12 Nov 2012, 12:19 am
Unfortunately, the plaintiffs’ may continue to pursue post-close merger cases as a way to try to extract something from the merger, even if they are unable to secure a pre-close settlement, simply because the likeliest outcome is that they will eventually get rewarded for doing so. [read post]
12 Aug 2015, 2:29 pm
”Today’s CFPB action is against Citizens Bank, N.A., formerly known as RBS Citizens Bank, N.A.; Citizens Financial Group, Inc., formerly known as RBS Citizens Financial Group, Inc.; and Citizens Bank of Pennsylvania. [read post]
