Search for: "Rad v. I. N. S" Results 1 - 8 of 8
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30 Mar 2010, 10:34 am by Kurt J. Schafers
Under this new construct of the Rule 9520 Series, individuals subject to one of the additional categories of disqualification would need to seek FINRA’s approval to enter or remain in the securities industry by way of an application with FINRA’s Department of Registration and Disclosure (“RAD”) only under certain circumstances. [read post]
10 Feb 2010, 4:26 am
tarihe göre kanunî ibraz süresi içinde ibraz? [read post]
25 Jan 2010, 5:19 pm by Andis Kaulins
The ELDOC Study Team, consisting of K.U.Leuven-ICRI and the Belgian Law Firm Lawfort [since disbanded], have been contracted by the European Commission - DG Enterprise and Industry to perform the Legal Study N° ENTR/04/67, with a view to identifying the existing legal barriers for enterprises ("the ELDOC Study"). [read post]