Search for: "Robert Karas"
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6 Sep 2018, 7:25 am
The Commission currently has two Independents, Chairman Jay Clayton and Commissioner Robert Jackson, one Republican, Commissioner Hester Peirce, and one Democrat, Stein. [read post]
15 Aug 2018, 2:59 pm
Hill ProfJulieHill Alabama Shalini Ray shalbharg Alabama immigration professional responsibility civil procedure Adam Steinman Adam_Steinman Alabama Joyce Vance joycewhitevance Alabama Criminal Law/Procedure Criminal Justice Reform, Civil Rights Robert Heverly robheverly Albany Sarah Rogerson RogersonSarah Albany Tim Caulfield CaulfieldTim Alberta Peter Sankoff petersankoff… [read post]
2 Jul 2018, 7:41 am
Stein Statement on Proposed Rules Regarding SEC Whistleblower Program by Commissioner Robert J. [read post]
17 Jun 2018, 9:01 pm
The first column, dealing with the duties of broker dealers, set the stage for defining fiduciaries and the rationale for their duties. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Financial crisis, Financial institutions, Hedging, Investor protection, Proprietary trading, Risk, Systemic risk, Volcker Rule Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Posted by Kara M. [read post]
14 Apr 2018, 5:51 am
Kahn posted another episode of the Lawfare Podcast, a conversation between Alina Polyakova and Vladimir Kara-Murza on Russia’s recent presidential election. [read post]
9 Apr 2018, 2:01 pm
Federal prosecutors obtained a search warrant after Special Counsel Robert Mueller sent the Manhattan U.S. attorney’s office a referral. [read post]
2 Apr 2018, 5:00 am
Photo Credit: Cassandra Karas, via Flickr.com The post DUI Driver Arrested in Palmdale After Standoff appeared first on Robert M. [read post]
23 Mar 2018, 6:23 am
Securities and Exchange Commission, on Friday, March 16, 2018 Tags: Accounting, Disclosure, Exchange-traded funds, Financial reporting, Investor protection, Liquidity, Mutual funds, Risk management, SEC, Securities regulation, Transparency Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Posted by Kara M. [read post]
12 Mar 2018, 12:42 am
John Reed Stark As I noted in a post at the time, on February 20, 2018, the SEC issued its guidance for cybersecurity-related disclosures. [read post]
2 Mar 2018, 8:47 pm
Stein and Commissioner Robert J. [read post]
2 Mar 2018, 6:09 am
Pritchard (University of Michigan Law School) and Robert B. [read post]
28 Feb 2018, 1:21 pm
In particular, Commissioner Robert J. [read post]
28 Feb 2018, 10:00 am
The speakers also seemed relieved that the SEC was finally operating with a full set of commissioners since the recent additions of Robert J. [read post]
22 Feb 2018, 6:59 pm
New Commissioner Robert J. [read post]
22 Feb 2018, 9:42 am
Commissioner Robert Jackson issued a statement that his support was given reluctantly. [read post]
22 Feb 2018, 6:24 am
Two SEC Commissioners—Robert Jackson and Kara Stein—separately visited Silicon Valley last week, and both used the opportunity to sharply criticize the practice among some companies—most notably but not exclusively technology companies—to adopt so-called “perpetual” dual-class stock. [read post]
16 Feb 2018, 6:21 am
(University of Toronto), on Thursday, February 15, 2018 Tags: Accountability, Board independence, Board monitoring, Board oversight, Boards of Directors, Corporate culture, Misconduct, Oversight, Risk management Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance Posted by Kara M. [read post]
12 Jan 2018, 12:19 pm
Commissioner Kara Stein talked about the changes to the market with new investors entering and banks reducing their holdings. [read post]
22 Dec 2017, 3:27 am
It is also worth noting that Kara Stein’s term has ended and she is holding over. [read post]
