Search for: "Robert Schapiro"
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20 Oct 2009, 3:27 pm
NEW AGGRESSIVENESS Outsiders say the SEC under Schapiro and Khuzami is moving quickly on high-profile enforcement cases to help the agency regain its luster. [read post]
9 Oct 2009, 5:58 am
Schapiro Deputy Chief of Staff Securities and Exchange Commission Jeffrey Gordon Alfred W. [read post]
5 Oct 2009, 4:00 am
Robert Khuzami, the Director of the Division of Enforcement, has proposed a number of reforms connected to the investigative process. [read post]
1 Oct 2009, 4:00 am
Robert Khuzami, the Director of the Division of Enforcement, has wasted little time in disrupting the status quo. [read post]
30 Sep 2009, 5:00 am
The new Division Director is Robert Khuzami. [read post]
11 Sep 2009, 8:41 am
" SEC Chairman Mary Schapiro, commenting on the report, said, "His report makes clear that the agency missed numerous opportunities to discover the fraud. [read post]
14 Aug 2009, 6:45 am
(Editor's Note: This post below is a transcript of remarks by Robert Khuzami, Director of the Division of Enforcement of the Securities and Exchange Commission, to The Association of the Bar of the City of New York last week.) [read post]
2 Aug 2009, 7:29 am
(Editor’s Note: This post is based on a client memo by Randall Guynn, Arthur Long, Annette Nazareth, Margaret Tahyar, Robert Colby, Courtenay Myers and Reena Agrawal Sahni of Davis Polk & Wardwell LLP.) [read post]
18 Jul 2009, 7:31 am
New Director of Enforcement Division and More Changes In February, Chairman Schapiro announced the appointment of Robert Khuzami, a former federal prosecutor and investment bank general counsel, as the new Director of the Division of Enforcement. [read post]
28 May 2009, 6:17 am
Chairman Mary Schapiro and Director of Enforcement Robert Khuzami have focused on speeding up the process of conducting investigations and bringing cases. [read post]
6 May 2009, 7:41 am
And, there was the departure of Enforcement Head Linda Chatman Thomsen within weeks of Mary Schapiro’s appointment as Chair of the SEC. [read post]
1 Apr 2009, 7:27 am
Singer comments on the qualifications of Mary Schapiro as she serves as chairman of the Securities and Exchange Commission. [read post]
18 Mar 2009, 6:21 am
The IRS guidance is more favorable to victims than prior positions the agency has taken, said Robert Willens, a New York tax adviser. [read post]
24 Feb 2009, 11:44 am
A former federal prosecutor in Manhattan, Robert Khuzami, has been named enforcement chief of the Securities and Exchange Commission. [read post]
23 Feb 2009, 8:21 am
Pay vote advocates expect that the SEC--under the leadership of new chair Mary Schapiro, who has endorsed the concept--will have final rules in place before the 2010 proxy season. [read post]
20 Feb 2009, 8:25 am
[JURIST] US Securities and Exchange Commission (SEC) [official website] chairman Mary Schapiro [official profile] on Thursday named Robert Khuzami [SEC press release] as the new director of the SEC's Division of Enforcement. [read post]
19 Feb 2009, 2:07 pm
Attorney Robert Khuzami is being considered for the Securities and Exchange Commission's top enforcement position, one source familiar with the matter said on Saturday. [read post]
19 Feb 2009, 12:51 pm
As expected, Chair Schapiro announced today that former federal prosecutor Robert Khuzami has been named Director of the Division of Enforcement. [read post]
10 Feb 2009, 4:18 am
Even if Linda is thought of as a solid performer - and I personally think she is - it's smart of Chair Schapiro to "clean house" at the top to help regain the confidence of the markets (and Congress). [read post]
9 Feb 2009, 2:16 pm
A source familiar with the matter told Reuters over the weekend that former assistant federal prosecutor Robert Khuzami was expected succeed Thomsen. [read post]
