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2 Nov 2023, 9:01 pm
It was then, working with then-Treasury Secretary-Designee Timothy Geithner and SEC Chair-Designee Mary Schapiro, that we first considered recommending to the incoming president and to Congress broad reforms of the swaps markets, including the security-based swap market. [read post]
24 Oct 2011, 9:05 am
Schapiro, pushed for the elimination of flash orders back in late 2009. [read post]
6 Aug 2012, 7:34 am
” New York City Housing Authority board member Margarita Lopez isn’t impressed by Daily News coverage of the Housing Authority mess or by News reporter Rich Schapiro. [read post]
15 Dec 2011, 7:40 am
As described here, Robert Khuzami, the SEC Director of the Division of Enforcement, issued a statement that day (available here) claiming that Judge Rakoff "ignore[d] decades of established practice throughout federal agencies and decisions of the federal courts. [read post]
23 Nov 2022, 6:32 am
Schapiro and Elisse B. [read post]
23 Nov 2022, 6:32 am
Schapiro and Elisse B. [read post]
29 Dec 2011, 10:27 am
The Director of the Division of Enforcement, Robert Khuzami, was formerly was with the U.S. [read post]
16 Jun 2022, 9:05 pm
[Editor’s Note: This post is based on a comment letter submitted to the U.S. [read post]
1 Feb 2010, 6:36 am
In our 2009 “Mid-Year Review of SEC Enforcement,” we reviewed the transformation that had begun in 2009 at the SEC’s Division of Enforcement under the agency’s new Chairman, Mary Schapiro, and the Division’s new Director, Robert Khuzami, as well as the measurable increase in enforcement activity that had resulted. [read post]
2 Aug 2011, 9:59 am
After almost two years of investigation by the Securities and Exchange Commission, Overstock.com (NASDAQ: OSTK), also known as O.co, faces a possible enforcement action and sanctions arising from certain accounting violations reported in this blog. [read post]
6 Sep 2012, 1:53 am
Every fall since I first started writing this blog, I have assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
14 Mar 2012, 9:10 am
Even Chairman, Chairwoman Mary Schapiro expressed surprise as the initiation of the baseless lawsuit. [read post]
