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11 Dec 2013, 3:46 am
Only this address and the return address should appear on the envelope conveying a Rule 24b-2 or 406 confidential treatment request: Office of the Secretary Room 10915 Mail Stop 1090 Securities & Exchange Commission 100 F. [read post]
12 Mar 2018, 2:11 pm
” This statement is famously attributed to Jerome Frank, a Securities & Exchange Commission chairman and federal appellate judge during the FDR era. [read post]
24 Jun 2019, 1:21 pm
In today’s episode, Victor tackles the question, “Are my financial advisors working in my best interest? [read post]
6 Nov 2022, 10:27 am
Background The SEC adopted the new rules pursuant to Section 954 of the Dodd Frank Act, which is codified as Section 10D of the Securities Exchange Act. [read post]
24 Mar 2024, 9:01 pm
Mets; Coke vs. [read post]
16 Jun 2022, 12:22 pm
In a panel aptly entitled, “Wall Street Suits Meet Hoodies,” Ryan VanGrack, a former advisor at the Securities and Exchange Commission (SEC), opened with a comment about how he felt uncomfortably informal in his crisp button-down shirt, slacks, and pristine gray sneakers. [read post]
6 Sep 2021, 8:07 am
As discussed here, prominent Silicon Valley securities litigation defense attorney Boris Feldman wrote an April 2021 article in which he suggested that the nature of SPAC-related litigation — in which claims against a broad range of potential SPAC-transaction related defendants are asserted — could trigger to multiple different towers of insurance, could lead to a flood of “Tower vs. [read post]
7 Aug 2012, 3:15 pm
GEOFFREY ALEXANDER COLE, Appellant, vs. [read post]
22 Aug 2016, 4:05 am
Korean Real Estate Law for Non-Korean Residents and Non-Residents Korean Business Culture vs. [read post]
29 Dec 2010, 6:45 am
Canadian poison pills gain strength: Just saying no may be getting easier Canadian regulators have opened new room for debate in one area of Canadian securities law that had long been considered settled – the role of poison pills in defending against a hostile take-over bid. [read post]
22 Aug 2016, 4:05 am
An informal agreement with a trusted party can be considered far more secure than any written document. [read post]
31 Oct 2012, 5:05 am
Stick to the Basics (Part III – Other Limitations on Discovery) http://bit.ly/PUgXdk (Jennifer Walrath) Judicial Activism Taken to New Heights in Latest EORHB (Hooters) Predictive Coding Case – http://bit.ly/PEleBM (Matthew Nelson) Less Production Can Be More In Database Discovery – http://bit.ly/PToGZ8 (Michael Spencer, Diana Fasching) Making eDiscovery Purchasing Decisions: In-House vs. [read post]
15 Dec 2011, 8:17 am
M&A transactions are different from equity “financing” transactions, in which a company raises money by selling new shares of its equity securities to investors (as opposed to existing stockholders selling their shares to the Buyer in an M&A transaction), even though equity financing transactions also involve the sale of stock in the company and can sometimes result in a change in control of the company.THE M&A SALE PROCESS. [read post]
8 Nov 2010, 4:28 am
Or is there, of course, room for different approaches? [read post]
29 Jul 2023, 2:17 am
M&A transactions are different from equity “financing” transactions, in which a company raises money by selling new shares of its equity securities to investors (as opposed to existing stockholders selling their shares to the Buyer in an M&A transaction), even though equity financing transactions also involve the sale of stock in the company and can sometimes result in a change in control of the company. [read post]
29 May 2024, 9:01 pm
Though it raises some questions and has room for improvement (discussed below), FIT 21 seeks to side-step the unworkable Howey test by creating new categories for digital assets. [read post]
18 Jul 2012, 5:57 am
http://bit.ly/MtCqrH (Sharon Nelson) Law Firms and Cloud Computing: Ethics Guidelines - http://bit.ly/M3LhvC (Richard Granat) Legal Challenges Arise to ‘Bring Your Own Device’ – Policies http://bit.ly/Mt5TC6 (Philip Berkowitz) Microsoft Office 2013 Bolsters eDiscovery - http://bit.ly/NFLi7P (Evan Koblentz) Microsoft Updates Exchange Remote Connectivity Analyzer – http://bit.ly/Llfdq5 (John Mello) Microsoft… [read post]
29 Mar 2012, 8:43 am
Joining KHN Senior Correspondent Mary Agnes Carey were Stuart Taylor, attorney, author and KHN legal analyst; Tom Goldstein, Goldstein & Russell, P.C., and publisher of SCOTUSblog; and Julie Rovner, health policy correspondent, NPR. [read post]
5 May 2017, 6:55 am
A Longer Lifespan vs. [read post]
2 Dec 2012, 7:52 pm
Such an exchange of views should be useful not only for scholars and policy makers in China and India, but also for anyone interested in other BRICS countries as well: Brazil, Russia and South Africa. [read post]
