Search for: "S-LINE CAPITAL, LLC"
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10 Sep 2014, 6:13 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm 79 Capital Securities, LLC (79 Capital) and broker Michael Ward (Ward) concerning allegations around June and July 2012, 79 Capital and Ward posted on the website of a business networking organization sales material regarding GWG Renewable Secured Debentures (GWG Debentures), an illiquid and high-risk alternative private placement investment that omitted material information concerning… [read post]
12 Aug 2010, 4:06 am
The bottom line is that there’s still confusion in the Delaware cases not only about how to negate duties, but what must be negated. [read post]
20 Jan 2019, 8:36 am
Midland Funding, LLC also gets a trade line on your credit reports in the collections section of the reports. [read post]
3 Oct 2011, 4:35 am
Bottom line: litigation is an asset, and assets attract capital. [read post]
20 Apr 2020, 4:10 am
” An astute member or its counsel, armed with knowledge of the statute’s default rules, and especially given the 50/50 line-up of the two factions, likely would have eliminated the provision for automatic withdrawal upon filing a dissolution petition or, alternatively, would have paired the provision with a mandatory buy-sell of some sort. [read post]
14 Apr 2020, 10:04 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
30 Aug 2017, 7:11 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
29 Jan 2019, 7:02 am
Encore Capital Group Buys Asset Acceptance In June of 2013 Encore Capital Group announces the final acquisition of Asset Acceptance LLC. [read post]
24 Sep 2019, 4:29 am
Finally, the Revised Uniform Partnership Act prohibits blurring the lines between partnerships and other entities. [read post]
3 Aug 2020, 9:57 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
10 Jul 2019, 12:00 pm
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
7 Jun 2023, 7:29 am
What is an S-Corp and C-Corp? [read post]
19 Sep 2016, 3:32 am
Based on the record before her, including the parties’ conflicting factual allegations, Chancellor Lyle concluded that summary judgment was inappropriate because a fact finder could reasonably infer that in seeking to dissolve the LLC, Defendant Coltea intended to create a roadblock to prevent the LLC from capitalizing on the Public Square Garage opportunity. [read post]
25 Apr 2017, 9:24 am
Confusion across State Lines Rules regarding LLCs differ from state to state. [read post]
8 Nov 2017, 7:23 am
The risk factors listed on ATEL 16 LLC’s prospectus include no guarantee of distributions or return of your capital investment. [read post]
10 Jul 2020, 5:42 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
Gurpreet Chandhoke and Stephen Shea Subject to Regulatory Action Over VII Peaks Capital Transactions
12 Oct 2019, 8:59 am
FINRA alleged that in April 2009, Chandhoke and Shea co-founded VII Peaks Capital LLC (VII Peaks Capital), an investment advisory company that is registered with the Securities and Exchange Commission (SEC). [read post]
31 Mar 2017, 6:34 am
Certainly the high commission could be a motivating factor for unscrupulous financial advisors to sell Dividend Capital regardless of whether the investment is in line with the client’s investment objectives and profile. [read post]
22 Jul 2021, 10:58 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
27 Dec 2022, 4:24 am
The members of Nite Cap’s owner, Bull-Poet, LLC, recently traded the full sheets and gentle seas of the Hudson for the strum and drang of litigation in New York’s Supreme Court. [read post]
