Search for: "SEC v. Alexander" Results 101 - 120 of 136
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11 Jul 2018, 8:05 am by Andrew Hamm
” Briefly: Following Lucia v. [read post]
23 Jan 2024, 9:01 pm by renholding
In May 2022, Allianz pled guilty to charges from the SEC regarding the management of its Structured Alpha strategies and agreed to pay more than $6 billion in restitution, including over $1 billion in an SEC Fair Fund, which was made available to investors. [read post]
3 Mar 2008, 12:13 pm
Alexander, No. 06-1867 A sentence for sexual abuse of a minor is vacated and remanded where the district court plainly erred in failing to provide notice of an upward variance as required by Federal Rule of Criminal Procedure 32(h). [read post]
13 Nov 2011, 7:14 pm by S2KM Limited
In defining what constitutes a "security", Yingling focused on the meaning of an "investment contract" as that term was defined in SEC v. [read post]
19 Feb 2024, 8:57 am by John Mikhail
Much of the evidence I discuss here has been ignored or overlooked in the existing scholarship on Section Three, and most of it does not appear in any of the briefs in Trump v. [read post]